Risk factors and perioperative complications associated with deep venous thrombosis and pulmonary embolism after lung transplantation
Original Article

Risk factors and perioperative complications associated with deep venous thrombosis and pulmonary embolism after lung transplantation

Nathan T. Kim# ORCID logo, Yudai Miyashita# ORCID logo, Taisuke Kaihou ORCID logo, Joshua T. Kim ORCID logo, Chitaru Kurihara ORCID logo

Division of Thoracic Surgery, Department of Surgery, Northwestern University Feinberg School of Medicine, Chicago, Illinois, USA

Contributions: (I) Conception and design: C Kurihara, NT Kim, Y Miyashita; (II) Administrative support: C Kurihara; (III) Provision of study materials or patients: C Kurihara; (IV) Collection and assembly of data: NT Kim, Y Miyashita; (V) Data analysis and interpretation: NT Kim, Y Miyashita; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contributed equally to this work.

Correspondence to: Chitaru Kurihara, MD. Division of Thoracic Surgery, Department of Surgery, Northwestern University Feinberg School of Medicine, 676 N. Saint Clair St., Suite 650, Chicago, Illinois 60611, USA. Email: chitaru.kurihara@northwestern.edu.

Background: Deep venous thrombosis (DVT) is common after lung transplantation, yet it can lead to serious complications, including pulmonary embolism (PE) and bleeding related to anticoagulation. The study aims to identify the risk factors for the development of DVT and PE to reduce the associated peri-operative complications.

Methods: A retrospective review of the lung transplant database identified 399 consecutive patients who underwent lung transplantation from 2018 to 2024. The patient demographics, peri-postoperative factors, and outcomes were analyzed. Univariate and multivariate logistic regression analysis were used to predict PE in patients with DVT.

Results: The incidence of DVT in the cohort was 53.6%. The patient with DVT had increased postoperative mortality (33.17% vs. 12.9%, P<0.001), development of PE (22.4% vs. 5.4%, P<0.001), hemothorax/hematoma (50.5% vs. 29.6%, P<0.001) and longer hospital stay (21 vs. 14 days, P<0.001) compared to patients without DVT. In the subgroup analysis, the patients with DVT who developed PE had more frequent lower extremity DVT than patients without PE (P=0.049). In the multivariate analysis, lung transplantation for pulmonary artery hypertension had a lower incidence of DVT [odds ratio (OR) 0.36, 95% confidence interval (CI): 0.17–0.80, P=0.01] and, among those with DVT, the lower extremity DVT (OR 2.14, 95% CI: 1.05–4.36, P=0.04) and elevated pre-operative platelet (OR 1.00, 95% CI: 1.00–1.01, P=0.046) was associated with a higher incidence of PE. The development of PE was not associated with an increased risk of mortality, but post-operative hemothorax or hematoma was.

Conclusions: Postoperative DVT after lung transplant is associated with a significantly higher rate of complications such as bleeding and PE. The patients with lower extremity DVT and higher pre-operative platelet numbers had a higher risk for PE compared to patients with upper extremity DVT. Thus, the anticoagulation strategy may be modified based on these risk factors to prevent post-operative bleeding which carries a significant risk for mortality.

Keywords: Deep venous thrombosis (DVT); pulmonary embolism (PE); lung transplantation; venous thromboembolism; anticoagulation strategy


Submitted Jun 27, 2025. Accepted for publication Sep 12, 2025. Published online Nov 14, 2025.

doi: 10.21037/jtd-2025-1294


Highlight box

Key findings

• In our single-center cohort of 399 lung transplant recipients, postoperative deep venous thrombosis (DVT) occurred in 53.6%. DVT was associated with higher postoperative mortality, increased pulmonary embolism (PE), more bleeding complications, and longer intensive care unit (ICU)/hospital stays. Among patients with DVT, increased mortality was linked to postoperative bleeding while PE was not. PE was more likely to occur in patients with lower-extremity thrombosis than upper extremity thrombosis and patients with higher preoperative platelet count.

What is known and what is new?

• Venous thromboembolism (VTE) is a recognized complication after solid-organ transplantation, and anticoagulation is generally recommended to prevent PE. However, lung transplant-specific data on risk stratification of DVT and its perioperative impact are lacking. Moreover, the decision to initiate anticoagulation to prevent PE must be carefully balanced against postoperative bleeding risk in this uniquely vulnerable population.

• This study is the first to identify lung transplant-specific risk factors for VTE and quantify the competing risks of anticoagulation versus the development of PE. By clarifying transplant-specific predictors and perioperative outcomes, our findings provide an evidence base to guide individualized anticoagulation strategies in lung transplant recipients.

What is the implication, and what should change now?

• These findings support implementing risk-adapted thromboprophylaxis and anticoagulation, including selective/targeted Doppler surveillance for high-risk patients [e.g., history of extracorporeal membrane oxygenation (ECMO), history of PE, elevated preoperative platelets] and an individualized anticoagulation strategy to minimize bleeding risk. Adoption of these measures may reduce mortality associated with postoperative bleeding while protecting against PE and improving perioperative outcomes in lung transplant recipients.


Introduction

Background

Deep venous thrombosis (DVT) and pulmonary embolism (PE) are significant problems after lung transplantation. PE is significantly associated with increased postoperative mortality and morbidities, including prolonged hospitalization, graft failure, and re-transplantation, and pulmonary infarction due to inadequate or absent collateral bronchial circulation. The incidence of venous thromboembolism after lung transplantation is notably higher than in other cardiothoracic surgeries, reported between 8–43% (1-4). There are several independent risk factors for venous thromboembolism associated with lung transplantation, including inflammation and prothrombotic state related to surgical trauma, prolonged immobilization, and fluid imbalance results in decreased venous flow, impaired glucose tolerance and post-transplant diabetes related to immunosuppressive medication, and solid organ transplantation itself (5,6).

Rationale and knowledge gap

Current clinical guidelines recommend various anticoagulation strategies to treat DVT to prevent potential PE. However, it comes at the cost of increasing postoperative bleeding, as post-lung transplant patients are already at high risk for postoperative bleeding due to thrombocytopenia and coagulopathy associated with cardiopulmonary bypass/extracorporeal membrane oxygenation (ECMO), as well as the extensive surgical dissection required to extract native lung in many end-stage lung diseases (7).

Objective

The goal of this study is to investigate the risk factors associated with venous thromboembolism after lung transplantation and to identify factors associated with PE in patients who develop DVT to develop a better strategy for anticoagulation to prevent bleeding. We present this article in accordance with the STROBE reporting checklist (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-1294/rc).


Methods

Study design

The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study was approved by the Institutional Review Board of Northwestern University (Nos. STU00207250 and STU00213616). The need for patient consent for data collection was waived by the institutional review board due to the retrospective nature of this study.

Patient data were retrospectively obtained from electronic medical records and entered into a database maintained at Northwestern University Medical Center in Chicago, Illinois, USA. The study included adult patients who underwent lung transplantation at our institution between January 2018 and May 2024. Patients who received multiorgan transplants or underwent re-transplantation were excluded. Collected variables included patient demographics, comorbidities, donor characteristics, preoperative laboratory values, intraoperative and postoperative outcomes, and panel reactive antibody results. This study was designed to evaluate acute postoperative complications, specifically venous thromboembolism and bleeding events, during the index hospitalization and early postoperative period. Chronic complications such as chronic lung allograft dysfunction (CLAD), infection, or late graft failure were not included in this analysis.

ECMO indication criteria

Prior to lung transplantation, selected patients with lung acute respiratory failure who meet guidelines of the National Heart, Lung, and Blood Institute’s Acute Respiratory Distress Syndrome (ARDS) Network (8) were evaluated by multidisciplinary team. Indications for ECMO evaluation included refractory hypoxemia with partial pressure of oxygen (PaO2) less than 55 mmHg, pulse oximetry oxygen saturation less than 88%, and pH level less than 7.2. Central venous catheters (CVCs) were replaced every 7 days, even if there were no signs of infection. New CVC replacements were performed in a different area or new vein, not a wire-based replacement and weekly surveillance cultures for all ECMO patients were used to monitor bloodstream infections, similar with our previous study (9).

Anticoagulation during veno-venous extracorporeal membrane oxygenation (VV-ECMO) support

Patients did not receive continuous anticoagulation unless there was a specific indication, such as DVT or PE, and there was no monitoring of bleeding parameters, such as activated clotting time or activated partial thromboplastin time, which is consistent with our previous study (10). All patients who were not receiving continuous systemic anticoagulation received 5,000 U of subcutaneous unfractionated heparin every 8 hours (3 times daily) as a prophylactic dose to prevent DVT. VV-ECMO flow was maintained at a minimum of 3.0–3.5 L/min, consistent with our recent reports, to reduce thrombotic complications in the ECMO circuit (10,11).

Definition of complication

Hemothorax/hematoma

Hemothorax was defined as cases identified on imaging as well as those requiring surgical intervention or drainage. Hematoma was defined as cases identified on imaging, including those that required surgical intervention and those that did not require any intervention.

Primary graft dysfunction (PGD)

PGD was defined based on the International Society for Heart and Lung Transplantation (ISHLT) guideline (12), and graded by PaO2/fraction of inspired oxygen (FiO2) ratio as follows: Grade 1, PaO2/FiO2 ratio >300; Grade 2, PaO2/FiO2 ratio is 200–300; Grade 3, PaO2/FiO2 ratio <200. The use of ECMO for bilateral pulmonary edema on chest X-ray was classified grade 3.

Acute kidney injury (AKI)

AKI was defined using the risk, failure, loss of kidney function, and end-stage kidney disease classification (13).

Postoperative DVT prophylaxis and surveillance

We administered subcutaneous unfractionated heparin (5,000 U three times daily) for standard postoperative thromboprophylaxis. Duplex ultrasound or further imaging for DVT was performed only when patients developed clinical symptoms suggestive of venous thrombosis; no routine screening protocol was in place for asymptomatic patients. Lower extremity perfusion was assessed clinically and with targeted imaging when indicated.

Statistical analysis

Recipient and donor characteristics, preoperative laboratory values, and intra- and postoperative outcomes were compared. The Mann-Whitney U test was used to compare independent continuous variables between the groups. Fisher’s exact test was used to compare categorical variables, which were reported as numbers and percentages. The Kaplan-Meier method was used to estimate survival, and the log-rank test was performed to compare survival between the groups. Odds ratios (ORs) were obtained using a univariate and multivariate logistic regression analysis. Hazard ratios (HRs) were obtained using a univariate and multivariate cox proportional hazard analysis. Statistical significance was set at P<0.05. All statistical analyses were performed using the JMP Pro 17.0.0 software program (SAS Institute Inc.).


Results

Comparison between patients with DVT and those with no DVT

Of 399 lung transplant recipients, 214 patients (53.6%) developed acute DVT. The median days of development of DVT were 20.0 days. The demographics, preoperative characteristics, and intra-operative outcomes between patients who developed DVT and those who did not were similar (Table 1). The postoperative DVT was associated with increased development of PE (22.4% vs. 5.4%, P<0.001), hemothorax/hematoma (50.5% vs. 29.7%, P<0.001), postoperative graft dysfunction (16.8% vs. 8.1%, P=0.01), acute kidney injury requiring dialysis (22.0% vs. 7.6%, P<0.001), prolonged median ICU stay (9 vs. 6 days, P<0.001) and longer median hospital stay (21 vs. 14 days, P<0.001) compared to patients without DVT. As Figure 1A shows, the patient with DVT had increased postoperative mortality (P<0.001). In the multivariate analysis, lung transplantation for pulmonary artery hypertension had a lower incidence of DVT [OR 0.33, 95% confidence interval (CI): 0.15–0.74, P=0.007] (Table 2).

Table 1

Characteristics of patients

Variable DVT (n=214) No DVT (n=185) P value
Pre-operative characteristics
   Age, years 59.68 58.46 0.82
   Sex 0.42
    Male 127 (59.4) 102 (55.1)
    Female 87 (40.6) 83 (44.9)
   BMI, kg/m2 25.85 26.16 0.58
   BSA, m2 1.88 1.86 0.34
   Smoking history 0.55
    Yes 103 (48.1) 95 (51.4)
    No 111 (51.9) 90 (48.7)
   Hypertension 119 (55.6) 102 (55.1) >0.99
   Diabetes 64 (29.9) 57 (30.8) 0.91
   CKD 21 (9.8) 12 (6.5) 0.28
   Dialysis 12 (5.6) 8 (4.3) 0.65
   LAS 56.5 54.6 0.61
   CAS 26.1 28.1 0.03
   Pre-transplant ECMO 27 (12.6) 14 (7.6) 0.10
   On the waiting list, days 31.5 31.7 0.70
   Etiology 0.05
    ILD 110 (51.4) 94 (50.8)
    COPD 43 (20.1) 29 (15.7)
    PAH 10 (4.7) 22 (11.9)
    Others 51 (23.8) 40 (21.6)
   Laboratory
    Hemoglobin, g/dL 11.4 11.7 0.55
    Platelets, 1,000/mm3 243.3 258.5 0.17
    Creatinine, mg/dL 0.81 0.78 0.24
    INR 1.09 1.09 0.77
    PTT 31.6 32.9 0.87
    PRA 86 (40.2) 69 (37.3) 0.61
Intra-operative outcomes
   Bilateral 135 (63.1) 113 (61.1) 0.76
   Operative time, hours 6.17 5.78 0.09
   Intra-op blood transfusion
    pRBC, U 2.51 1.97 0.15
    >4 U 40 (18.7) 30 (16.2) 0.52
    FFP, U 1.11 0.77 0.35
    Plt, U 0.63 0.37 0.10
   VA-ECMO use 133 (62.2) 116 (62.7) 0.92
   VA-ECMO time, hours 4.18 1.92 0.75
Post-operative outcomes
   Death 71 (33.2) 24 (13.0) <0.001
   DSA 24 (11.3) 25 (13.5) 0.54
   CVA 6 (2.8) 6 (3.2) >0.99
   Bowel ischemia 4 (1.9) 2 (1.1) 0.69
   Digital ischemia 4 (1.9) 2 (1.1) 0.69
   Time of DVT after lung txplt, days 104.8/20.0
   PE 48 (22.4) 10 (5.4) <0.001
   PE due to DVT 18 (8.4) 0 <0.001
   Time of PE after lung txplt, days 99.0/47.0 236.6/36.0 0.84
   IVC filter 28 (13.1) 0 <0.001
   Anticoagulation 93 (43.5) 54 (29.2) 0.004
   Hemothorax/hematoma 108 (50.5) 55 (29.7) <0.001
   Operation for hemothorax/hematoma 23 (10.8) 17 (9.2) 0.62
   AKI 111 (51.9) 77 (41.6) 0.05
   PGD grade 3 36 (16.8) 15 (8.1) 0.01
   Dialysis 47 (22.0) 14 (7.6) <0.001
   HD after discharge 16 (7.6) 4 (2.2) 0.02
   ICU stay, days 9 6 <0.001
   Post-transplant ventilator, days 2 2 0.89
   Hospital stay, days 21 14 <0.001
   Post-ECMO use 33 (15.5) 17 (9.2) 0.07
   Post-ECMO time, days 6 6.5 0.05

Data are presented as median, mean/median or n (%). AKI, acute kidney injury; BMI, body mass index; BSA, body surface area; CAS, composite allocation score; CKD, chronic kidney disease; COPD, chronic obstructive pulmonary disease; CVA, cerebrovascular accident; DSA, donor-specific antibody; DVT, deep vein thrombosis; ECMO, extracorporeal membrane oxygenation; FFP, fresh frozen plasma; HD, hemodialysis; ILD, interstitial lung disease; ICU, intensive care unit; INR, international normalized ratio; IVC, inferior vena cava; LAS, lung allocation score; PAH, pulmonary arterial hypertension; PE, pulmonary embolism; PGD, primary graft dysfunction; Plt, platelets; PRA, panel reactive antibody; pRBC, packed red blood cells; PTT, activated partial thromboplastin time; VA-ECMO, veno-arterial extracorporeal membrane oxygenation.

Figure 1 Overall survival of lung transplant recipients stratified by postoperative complications. Kaplan-Meier curves compare survival in patients with versus without (A) deep venous thrombosis (no DVT vs. DVT; P=0.0002), (B) patients with DVT who developed PE and those who did not (no PE vs. PE; P=0.39), and (C) bleeding complications (no bleeding vs. hemothorax/hematoma; P<0.0001). DVT, deep vein thrombosis; PE, pulmonary embolism.

Table 2

Multivariate logistic regression analysis to predict DVT

Variable OR 95% CI P value
Pre-operative characteristics
   Pre-transplant ECMO 0.90 0.34–2.35 0.83
Etiology
   PAH 0.33 0.15–0.74 0.007
Intra-operative outcomes
   Operative time (hours) 1.09 0.97–1.22 0.13
   Intra-operative blood transfusion: Plt 1.03 0.84–1.29 0.78
Post-operative outcomes
   AKI 1.37 0.89–2.10 0.15
   PGD grade 3 1.91 0.89–4.08 0.10
   Post-ECMO use 0.9 0.39–2.10 0.81

AKI, acute kidney injury; CI, confidence interval; DVT, deep vein thrombosis; ECMO, extracorporeal membrane oxygenation; OR, odds ratio; PAH, pulmonary arterial hypertension; PGD, primary graft dysfunction; Plt, platelets.

Comparison of patients with DVT who developed PE and those with no PE

Of 214 lung transplant patients who developed postoperative DVT, 48 patients developed PE. There was no difference in the overall survival of patients with DVT who developed PE and those who did not (Figure 1B). The demographics, preoperative characteristics, and intraoperative outcomes of patients with DVT who developed PE and those who did not were similar (Table 3). In the multivariate analysis, among patients with DVT, lower extremity DVT (OR 2.14, CI 1.05-4.36, p = 0.04) and elevated preoperative platelet count (OR 1.00, 95% CI: 1.00–1.01, P=0.046) were associated with a higher incidence of PE (Table 4).

Table 3

Comparison of patients with DVT who developed PE vs. no PE

Variable PE (n=48) No PE (n=166) P value
Pre-operative characteristics
   Age, years 59.25 59.81 0.74
   Sex 0.18
    Male 24 [50] 63 [38]
    Female 24 [50] 103 [62]
   BMI, kg/m2 25.65 25.91 0.93
   BSA, m2 1.87 2.06 0.69
   Smoking history 0.62
    Yes 25 [52] 78 [47]
    No 23 [48] 88 [53]
   Hypertension 27 [56.2] 92 [55.4] >0.99
   Diabetes 16 [33.3] 48 [28.9] 0.59
   CKD 3 [6.25] 18 [10.8] 0.42
   Dialysis 2 [4.16] 18 [10.8] >0.99
   LAS 54.60 58.1 0.49
   CAS 23.9 26.5 0.44
   Pre-transplant ECMO 7 [14.6] 20 [12] 0.63
   On the waiting list, days 35 30.48 0.43
   Etiology 0.94
    ILD 25 [52.1] 85 [51.2]
    COPD 11 [22.9] 32 [19.3]
    PAH 2 [4.2] 8 [4.8]
    Others 10 [20.8] 41 [24.7]
   Laboratory
    Hemoglobin, g/dL 11.3 11.48 0.83
    Platelets, 1,000/mm3 262.9 237.7 0.14
    Creatinine, mg/dL 0.8 0.82 0.07
    INR 1.1 1.09 0.36
    PTT 34 30.9 0.80
    PRA 17 69 0.51
Intra-operative outcomes
   Bilateral 31 [64.6] 104 [62.6] 0.87
   Operative time, hours 6.4 6.11 0.55
   Intra-op blood transfusion
    pRBC, U 3.1 2.34 0.65
    >4 U 11 [22.9] 29 [17.4] 0.41
    FFP, U 1.6 0.95 0.69
    Plt, U 0.7 0.6 0.54
   VA-ECMO use 26 [54.2] 107 [64.4] 0.24
   VA-ECMO time, hours 3.29 2.92 0.35
Post-operative outcomes
   Death 15 [31.2] 56 [33.7] 0.86
   DSA 7 17 0.44
   CVA 2 4 0.62
   Bowel ischemia 1 3 >0.99
   Digital ischemia 1 3 >0.99
   PE 48 0
   DVT 0.70
    Single 35 [72.9] 127 [76.5]
    Multiple 13 [27.1] 39 [23.5]
   DVT location 0.05
    Upper extremity 15 [31.2] 79 [47.6]
    Lower extremity 33 [68.8] 87 [52.4]
      Lower extremity above knee 13 [39.4] 34 [39.1] >0.99
      Lower extremity below knee 20 [60.6] 53 [60.9]
   AKI 27 [56] 84 [60] 0.52
   PGD grade 3 10 [20.8] 26 [15.6] 0.39
   Dialysis 9 [18.7] 38 [22.8] 0.69
   HD after discharge 14 [29.1] 31 [18.6] 0.11
   ICU stay, days 7 9 0.28
   Post-transplant ventilator, days 2 2 0.85
   Hospital stay, days 18 21.5 0.10
   Post-ECMO use 6 [12.5] 27 [16.26] 0.65
   Post-ECMO days, days 9 10.6 0.60

Data are presented as median or n [%]. AKI, acute kidney injury; BMI, body mass index; BSA, body surface area; CAS, composite allocation score; CKD, chronic kidney disease; COPD, chronic obstructive pulmonary disease; CVA, cerebrovascular accident; DSA, donor-specific antibody; DVT, deep vein thrombosis; ECMO, extracorporeal membrane oxygenation; FFP, fresh frozen plasma; HD, hemodialysis; ICU, intensive care unit; ILD, interstitial lung disease; INR, international normalized ratio; LAS, lung allocation score; PAH, pulmonary arterial hypertension; PE, pulmonary embolism; PGD, primary graft dysfunction; Plt, platelets; PRA, panel reactive antibody; pRBC, packed red blood cells; PTT, activated partial thromboplastin time; VA-ECMO, veno-arterial extracorporeal membrane oxygenation.

Table 4

Multivariate logistic regression analysis to predict PE in patients with DVT

Variable OR 95% CI P value
Laboratory
   Platelets, 1,000/mm3 1.00 1.00–1.01 0.046
   Creatinine, mg/dL 0.25 0.059–1.08 0.06
Post-operative outcomes
   DVT
   Lower Ext 2.14 1.05–4.36 0.04

CI, confidence interval; DVT, deep vein thrombosis; OR, odds ratio; PE, pulmonary embolism.

Predictors of mortality within the DVT cohort

Among patients who developed postoperative DVT (n=214), we performed a multivariate Cox regression analysis to identify risk factors for mortality. As shown in Table S1, postoperative hemothorax/hematoma was independently associated with increased mortality (HR 2.24, 95% CI: 1.32–3.81, P=0.003). In contrast, PE was not associated with survival (HR 1.12, 95% CI: 0.62–1.99, P=0.72). AKI and PGD grade 3 demonstrated non-significant trends toward higher mortality.

Comparison of patients with hemothorax/hematoma and those with no hemothorax

Out of 399 patients, 163 developed postoperative hemothorax or hematoma. Forty patients required re-operations. As shown in Figure 1C, patients who developed postoperative hemothorax had a decreased overall survival compared to those who did not (P<0.0001). Comparing patients with bleeding complications, patients who developed hemothorax/hematoma were more likely to be on hemodialysis (8.6% vs. 2.5%, P=0.009), on ECMO (15.3% vs. 6.8%, P=0.007), and have lower platelet level (225 vs. 268, P<0.001) before the surgery and required more blood transfusion (3.1 vs. 1.7 U, P=0.01) and platelets (0.7 vs. 0.3 pack, P=0.001) during the index operation compared to those who did not have bleeding complications (Table 5). The patients who developed postoperative hemothorax/hematoma were more likely to have developed DVT (66.3% vs. 44.9%, P<0.0001) and digital ischemia (3.1% vs. 0.4%, P=0.04), on postoperative ECMO (22.7% vs. 5.5%, P<0.0001), associated with acute kidney injury (55.8% vs. 41.1%, P=0.004) and required dialysis (26.4% vs. 7.6%, P<0.001), and developed PGD (20.8% vs. 7.2%, P<0.001) than those without bleeding complications. The ICU days (10 vs. 6 days, P<0.001) and length of hospital stay (24 vs. 15 days, P<0.0001) were also prolonged in those who developed postoperative bleeding complications.

Table 5

Comparison of patients with bleeding complication

Variable Hemothorax/hematoma (n=163) No hemothorax (n=236) P value
Pre-operative characteristics
   Age, years 59.4 58.9 0.34
   Sex 0.76
    Male 92 (56.4) 137 (58.0)
    Female 71 (43.6) 99 (42.0)
   BMI, kg/m2 26.1 25.9 0.68
   BSA, m2 1.90 1.9 0.58
   Smoking history 0.10
    Yes 89 (54.6) 109 (46.2)
    No 74 (45.4) 127 (53.8)
   Hypertension 97 (59.5) 124 (52.5) 0.18
   Diabetes 54 (33.1) 67 (28.4) 0.32
   CKD 18 (11.0) 15 (6.4) 0.10
   Dialysis 14 (8.6) 6 (2.5) 0.009
   LAS 55.8 55.7 0.97
   CAS 27.1 27.2 0.97
   Pre-transplant ECMO 25 (15.3) 16 (6.78) 0.007
   On the waiting list, days 29.7 32.9 0.55
   Etiology 0.30
    ILD 77 (47.2) 127 (53.8)
    COPD 31 (19) 41 (17.4)
    PAH 11 (6.8) 21 (8.9)
    Others 44 (27) 47 (19.9)
   Laboratory
    Hemoglobin, g/dL 11.4 11.6 0.28
    Platelets, 1,000/mm3 225.4 268 <0.001
    Creatinine, mg/dL 0.81 0.79 0.38
    INR 1.1 1.1 0.61
    PTT 32.2 32.3 0.33
    PRA 73 (44.7) 82 (34.8) 0.05
Intra-operative outcomes
   Bilateral 97 (59.5) 151 (64.0) 0.40
   Operative time, hours 6.2 5.8 0.10
   Intra-operative blood transfusion
    pRBC, U 3.1 1.7 0.01
    >4 U 36 (22.1) 34 (14.4) 0.06
    FFP, U 1.4 0.6 0.09
    Plt, U 0.7 0.3 0.001
   VA ECMO use 103 (63.2) 146 (61.9) 0.84
   VA ECMO time, hours 3.4 2.9 0.51
Post-operative outcomes
   DSA 25 (15.3) 24 (10.2) 0.16
   CVA 6 (3.7) 6 (2.5) 0.56
   Bowel ischemia 1 (0.6) 5 (2.1) 0.41
   Digital ischemia 5 (3.1) 1 (0.4) 0.04
   PE 28 (17.2) 30 (12.7) 0.25
   DVT 108 (66.3) 106 (44.9) <0.001
   IVC filter 22 (13.5) 6 (2.5) <0.001
   Hemothorax/hematoma 163
   Operation for hemothorax/hematoma 40 (24.5)
   AKI 91 (55.8) 97 (41.1) 0.004
   PGD grade 3 34 (20.8) 17 (7.2) 0.0001
   Dialysis 43 (26.4) 18 (7.6) <0.001
   HD after discharge 14 (8.8) 6 (2.5) 0.0087
   ICU stay, days 10 6 <0.001
   Post-transplant ventilator, days 2 2 0.06
   Hospital stay, days 24 15 <0.001
   Post-ECMO use 37 (22.8) 13 (5.5) <0.001
   Post-ECMO time, days 9.9 11.7 <0.001

Data are presented as median or n (%). AKI, acute kidney injury; BMI, body mass index; BSA, body surface area; CAS, composite allocation score; CKD, chronic kidney disease; COPD, chronic obstructive pulmonary disease; CVA, cerebrovascular accident; DSA, donor-specific antibody; DVT, deep vein thrombosis; ECMO, extracorporeal membrane oxygenation; FFP, fresh frozen plasma; HD, hemodialysis; ILD, interstitial lung disease; ICU, intensive care unit; INR, international normalized ratio; IVC, inferior vena cava; LAS, lung allocation score; PAH, pulmonary arterial hypertension; PE, pulmonary embolism; PGD, primary graft dysfunction; Plt, platelets; PRA, panel reactive antibody; pRBC, packed red blood cells; PTT, activated partial thromboplastin time; VA-ECMO, veno-arterial extracorporeal membrane oxygenation.


Discussion

Key findings

DVT and PE are significant problems associated with substantially increased morbidity and mortality in postoperative patients undergoing major operations such as lung transplantation (14-16). Perioperative factors inherent to lung transplantation further predispose patients to prothrombotic states (17-19). In our single-center cohort of 399 lung transplant recipients, postoperative DVT developed in 53.6% of patients. Patients with DVT experienced significantly worse outcomes, including higher postoperative mortality (33.2% vs. 13.0%), an increased risk of PE (22.4% vs. 5.4%), a greater incidence of hemothorax or hematoma (50.5% vs. 29.7%), and longer ICU and hospital stays compared to those without DVT. Multivariate analysis revealed that transplantation for pulmonary arterial hypertension was independently associated with a lower incidence of DVT, which may reflect routine preoperative anticoagulation in this population. Among patients with DVT, lower extremity thrombosis and elevated preoperative platelet count were independently associated with the development of PE, although PE itself was not associated with increased mortality. Importantly, patients with DVT were more likely to develop bleeding complications, raising concern that anticoagulation strategies to prevent PE must be carefully balanced against the heightened risk of postoperative hemorrhage.

Strengths and limitations

Strengths of this study include a large, well-characterized cohort with standardized definitions and comprehensive multivariate adjustment. Limitations arise from its retrospective, single-center design—potentially limiting generalizability and introducing selection bias—and reliance on electronic medical records, which are subject to clerical entry errors, lack of granularity in data and missing data. Because DVT screening was only performed in symptomatic patients, asymptomatic cases may have been underdiagnosed, especially in sedated or critically ill patients. Thus, our reported incidence may underestimate the true burden of postoperative DVT. Another limitation of our study is the absence of certain preoperative functional and physiological variables, such as activities of daily living (ADL), P/F ratio, and duration of ECMO support. These parameters may have an important impact on thrombotic risk and should be addressed in future prospective studies. Another limitation is that our analysis was confined to acute-phase complications and early postoperative outcomes. We did not capture chronic complications such as CLAD, opportunistic infections, or chronic graft failure, which are important determinants of long-term survival. Therefore, our survival analyses should be interpreted primarily in the context of early perioperative events, and future studies with longer-term follow-up will be necessary to determine the relationship between VTE and late outcomes. Finally, we did not capture detailed information on preoperative antithrombotic therapy. Such data may be important, as prior use of anticoagulants or antiplatelet agents could influence both the incidence of thrombotic complications and the risk of postoperative bleeding. Future prospective studies should incorporate this variable to refine risk stratification.

Comparison with similar research

Current guidelines endorse pharmacologic prophylaxis for major surgery and therapeutic anticoagulation once DVT is diagnosed (20-23). Analyses of the American College of Surgeons National Surgical Quality Improvement Program (ACS-NSQIP) database by Bellomy et al. showed that postoperative bleeding carries greater attributable mortality than VTE, mirroring our finding that hemorrhagic complications rival PE in impact. Levy et al. (24) similarly demonstrated minimal PE risk from upper-extremity DVT, analogous to our observation that lower-extremity DVT and elevated preoperative platelets—rather than DVT location alone—stratify PE risk in lung transplant recipients.

It is interesting to note that the incidence of postoperative DVT (53.6%) in our study was much higher than many prior reports. We believe this reflects differences in patient population and perioperative management rather than a systematic screening effect, as our institution does not perform routine duplex ultrasound surveillance. The cohort in our study has substantially higher proportion of recipients with risks for developing thromboembolic complications, such as those bridged with ECMO and those transplanted for coronavirus disease (COVID)/ARDS, compared to previous literature. Another possible reason is the more liberal use of plasmaphoresis [shown to increase DVT (25)] for treatment of mild acute rejection in our institution.

Our institution’s protocol for thromboprophylasis and anticoagulation has been to place patients on prophylactic subcutaneous unfractionated heparin, and further imaging for DVT is pursued only when patients develop clinical symptoms suggestive of thrombosis. Patients who develop acute DVT, except those with active gastrointestinal (GI) or surgical site bleeding, received anticoagulation therapy. Although this study does not mandate a change in anticoagulation protocols, in our institution, we have moved away from routine anticoagulation therapy in central line related DVTs and some upper extremity DVTs, especially in those who had a difficult operation to avoid complications associated with post-operative hemothorax.

Explanations of findings

The protective effect of preoperative pulmonary hypertension likely reflects routine anticoagulation in this subgroup, reducing undetected DVT. The absence of additional mortality among DVT patients with versus without PE suggests that DVT may serve more as a marker of overall postoperative complexity rather than a direct mediator of death. Elevated mortality from bleeding underscores the narrow therapeutic window for anticoagulation in this high-risk population.

In our cohort, we found that patients who developed hemothorax or hematoma had significantly higher rates of AKI and dialysis. While our retrospective design limits causal inference, several potential mechanisms may explain this association. Intraoperative and postoperative hemorrhage often necessitates substantial blood product transfusion and re-interventions, which can lead to hemodynamic instability, low perfusion pressure, and exposure to nephrotoxic insults—all known contributors to AKI. Indeed, previous study have identified intraoperative transfusion as an independent risk factor for postoperative AKI in lung transplant recipients (26). Furthermore, Kim and colleagues reported that postoperative bleeding and PGD grade 3 were more prevalent in patients with AKI following lung (27). Wu et al. similarly demonstrated that severe bleeding during lung transplantation was associated with increased rates of dialysis and postoperative ECMO, reinforcing the link between bleeding complications and renal dysfunction (28). Collectively, these findings—and our own data—suggest a complex interplay whereby bleeding events may precipitate or exacerbate AKI in lung transplant recipients. This highlights the critical need for strategies that mitigate bleeding risk and monitor renal function closely in this vulnerable population.

Only a portion of PE cases in our cohort were attributable to documented DVT. Several mechanisms may contribute to this observation. First, because we do not perform routine duplex ultrasound surveillance, some lower-limb or pelvic DVTs may have been missed, especially in sedated or critically ill patients, thereby underestimating DVT-related PE. Second, embolic events in lung transplant recipients may arise from thrombi formed in situ within the pulmonary vasculature—either due to donorrelated thrombi or perioperative factors—rather than peripheral venous origins. For example, incidentally detected pulmonary emboli in donor lungs during procurement have been reported in 4–5% of cases and may affect recipient outcomes (29). Additionally, in situ pulmonary artery thrombosis, independent of systemic embolic origin, has been described as a complication of endothelial activation and inflammation (30). Finally, technical factors such as pulmonary vascular anastomosis—though uncommon—can predispose to localized thrombosis at the suture site or areas of stenosis or kinking (31). Taken together, these mechanisms may explain why not all PE cases in our cohort were directly linked to DVT.

Our subgroup analysis restricted to patients with DVT further clarified that mortality was driven primarily by postoperative bleeding complications rather than by PE. In multivariate analysis, hemothorax/hematoma emerged as an independent predictor of death, whereas PE did not. AKI and PGD grade 3 showed non-significant trends toward worse outcomes. These findings reinforce the concept that DVT in lung transplant recipients may act as a surrogate marker of a complicated postoperative course, with mortality influenced more by hemorrhage and multiorgan dysfunction than by embolic phenomena alone.

Implications and actions needed

Our study underscores the need for a risk-adapted thromboprophylaxis and anticoagulation strategy. Specifically, intensified clinical vigilance and selective imaging may be warranted in high-risk subgroups such as patients with lower extremity DVT or elevated platelet counts, and anticoagulation decisions should be individualized to balance thrombotic and hemorrhagic risks. Prospective multicenter studies will be essential before formal changes to prophylaxis or treatment protocols can be implemented.


Conclusions

Postoperative DVT is associated with significant mortality and a higher rate of complications, including postoperative hemothorax related to anticoagulation. Patients with lower extremity DVT and higher preoperative platelet numbers were at higher risk of developing PE compared to patients with upper extremity DVT. Thus, the anticoagulation strategy may be modified based on these risk factors to prevent bleeding associated mortality. Moreover, findings in our study further highlighted a need to develop a prospective multi-institutional study to stratify risk factors relevant to venous thromboembolism to establish a comprehensive anticoagulation strategy to reduce postoperative bleeding.


Acknowledgments

We would like to thank Ms. Elena Susan for her administrative assistance in submitting this manuscript. The abstract of this article was presented in International Society for Heart and Lung Transplantation (ISHLT) 45th 2025 Annual Meeting.


Footnote

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-1294/rc

Data Sharing Statement: Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-1294/dss

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Funding: None.

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-1294/coif). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. This study was approved by the Institutional Review Board of Northwestern University (Nos. STU00207250 and STU00213616). The need for patient consent for data collection was waived by the institutional review board because this was a retrospective study.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Kim NT, Miyashita Y, Kaihou T, Kim JT, Kurihara C. Risk factors and perioperative complications associated with deep venous thrombosis and pulmonary embolism after lung transplantation. J Thorac Dis 2025;17(11):9342-9356. doi: 10.21037/jtd-2025-1294

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