The evolving role of neoadjuvant immunotherapy in resectable non-small cell lung cancer: a narrative review
Review Article

The evolving role of neoadjuvant immunotherapy in resectable non-small cell lung cancer: a narrative review

Zhaoxu Yao, Bao Sun, Mingmin Zhang ORCID logo, Peng Ge

Department of Cardiothoracic Surgery, The Second Affiliated Hospital of Xi’an Medical University, Xi’an, China

Contributions: (I) Conception and design: Z Yao; (II) Administrative support: Z Yao, B Sun; (III) Provision of study materials or patients: B Sun, M Zhang; (IV) Collection and assembly of data: P Ge; (V) Data analysis and interpretation: Z Yao, P Ge; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Peng Ge, Master’s Supervisor. Associate Professor, Chief Physician of Thoracic Surgery, Vice President of The Second Affiliated Hospital of Xi’an Medical University, No. 167 Fangdong St, Xi’an 710038, China. Email: 406549696@qq.com.

Background and Objective: The historical management of resectable non-small cell lung cancer (NSCLC) has relied on surgical resection and adjuvant chemotherapy, an approach with unsatisfactory long-term survival due to high rates of recurrence and micrometastasis. This narrative review synthesizes the evidence for a paradigm shift to neoadjuvant immunotherapy, which administers systemic therapy prior to surgery to address both the primary tumor and subclinical micrometastatic disease.

Methods: A comprehensive review was conducted on PubMed, Embase, and Scopus, limited to English-language articles from 2018 to the present to ensure a focus on recent, pivotal Phase II and III randomized clinical trials. The search used keywords such as ‘neoadjuvant immunotherapy’, ‘resectable NSCLC’, and ‘biomarkers’ to identify relevant studies.

Key Content and Findings: Initial immune checkpoint inhibitor (ICI) monotherapy trials established feasibility and efficacy. Large-scale phase III trials like CheckMate 816 and AEGEAN have since established neoadjuvant chemo-immunotherapy as the new standard of care, demonstrating significant improvements in pathological complete response (pCR), event-free survival (EFS), and overall survival (OS). This has validated pathological response as a surrogate endpoint for long-term survival, which accelerates drug development. The review also highlights novel combinations like antibody-drug conjugates (ADCs) in trials such as NeoCOAST-2, which have shown high pathological response rates, and discusses the evolution of biomarkers from programmed death-ligand 1 (PD-L1) to the more dynamic circulating tumor DNA (ctDNA).

Conclusions: Neoadjuvant immunotherapy has fundamentally transformed the treatment landscape for resectable NSCLC, establishing a definitive paradigm shift from conventional surgery-first approaches and becoming a foundational component of modern multidisciplinary care with a promising trajectory toward improved long-term outcomes and the realization of minimal residual disease (MRD) guided therapy. Challenges remain, including the need for better predictive biomarkers, optimized regimens, and management of surgical complexities.

Keywords: Neoadjuvant immunotherapy; non-small cell lung cancer (NSCLC); immune checkpoint inhibitors (ICIs); pathological complete response (pCR); overall survival (OS)


Submitted Oct 23, 2025. Accepted for publication Dec 12, 2025. Published online Jan 20, 2026.

doi: 10.21037/jtd-2025-aw-2184


Introduction

Background

Lung cancer is one of the most prevalent malignant tumors and the leading cause of cancer-related mortality worldwide, with non-small cell lung cancer (NSCLC) accounting for approximately 80–85% of cases (1). Despite advances in early detection through computed tomography (CT) screening, which has led to an increasing number of patients being diagnosed at an early, resectable stage, the long-term prognosis remains suboptimal. For patients undergoing surgical resection with curative intent, the 5-year survival rates are still unsatisfying, ranging from 60% in stage IIA to as low as 36% in stage IIIA (2). Furthermore, a significant proportion of patients, between 30% and 60%, will eventually develop metastatic disease even after a radical resection (3). This high rate of postoperative recurrence suggests that NSCLC is not merely a localized disease but a systemic one, with micrometastases present at the time of surgery that are undetectable by conventional imaging techniques (4). Adjuvant chemotherapy, administered after surgery, has been shown to improve the 5-year overall survival (OS) rate by only a modest 5% (5). This limited improvement highlights the fundamental shortcomings of relying solely on local treatment and subsequent systemic therapy that may be initiated too late or in patients who are no longer fit for chemotherapy due to postoperative complications. There is, therefore, an urgent and unmet need for novel and more effective treatment strategies that can address the systemic nature of the disease and improve long-term outcomes for patients with resectable NSCLC.

The strategic rationale for neoadjuvant treatment

The traditional perioperative treatment approach for early-stage NSCLC has primarily been surgery followed by adjuvant therapy (6). However, the shift in focus towards neoadjuvant therapy, administered before surgery, represents a fundamental re-evaluation of treatment timing and strategy. This approach offers several key advantages over the conventional adjuvant setting (7). Firstly, neoadjuvant therapy can be delivered when the patient is in a better physical condition, prior to the morbidity and complications associated with major thoracic surgery. This often leads to better patient compliance and a higher rate of completing the full course of systemic therapy (8). Secondly, and perhaps more crucially from a biological standpoint, neoadjuvant therapy provides an early opportunity to address micrometastatic disease. By targeting these subclinical sites of tumor spread early in the therapeutic pathway, there is a greater potential to reduce the risk of distant recurrence (9). Finally, the neoadjuvant setting allows for a real-time assessment of the tumor’s sensitivity or resistance to the administered drugs. The pathological response observed in the resected specimen, such as major pathological response (MPR) and pathological complete response (pCR), can serve as an early, objective indicator of therapeutic efficacy, which can inform subsequent treatment decisions (10). The move towards neoadjuvant therapy is therefore not just a change in the sequence of treatments but a strategic evolution aimed at optimizing patient outcomes by addressing systemic disease upfront and providing early feedback on treatment effectiveness.

The immunologic basis of neoadjuvant immunotherapy

The rationale for using immunotherapy in the neoadjuvant setting is rooted in its unique mechanism of action and the biological advantages conferred by an intact tumor microenvironment (11). Immune checkpoint inhibitors (ICIs), such as anti-programmed death-1 (PD-1) (12), anti-programmed death-ligand 1 (PD-L1) (13), and anti-cytotoxic T-lymphocyte-associated protein 4 (CTLA-4) antibodies (14), function by blocking the immunosuppressive pathways that tumor cells use to evade detection and destruction by the immune system. This blockade “releases the brakes” on the patient’s T-cell response, allowing activated T cells to recognize and attack tumor cells (15). Administering ICIs before surgery leverages the presence of the primary tumor, which acts as a rich source of tumor-associated antigens. When T cells are activated by these antigens in the context of an intact tumor and lymphatic system, they are not only able to infiltrate the primary tumor but also circulate throughout the body via the bloodstream to seek out and eradicate micrometastases (16). This process, often referred to as an “in situ vaccine” effect, can generate a robust and long-lasting systemic immune response. The activated, tumor-specific T cells may then form a pool of memory cells that can patrol the body for years, providing durable protection against future recurrence. This approach has a distinct advantage over adjuvant immunotherapy, which targets a potentially smaller and less-diverse pool of micrometastases after the primary antigenic source has been surgically removed (17). The potential for neoadjuvant immunotherapy to induce this profound and systemic immune memory is a key reason for its growing prominence as a promising strategy for achieving long-term cures in resectable NSCLC. This biological advantage, which leverages the intact primary tumor as an in-situ vaccine to prime systemic immunity, forms the core strategic rationale for prioritizing the neoadjuvant approach over adjuvant therapy. This paradigm shift is further supported by the clinical trials discussed in the following sections. We present this article in accordance with the Narrative Review reporting checklist (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2184/rc).


Methods

This narrative review was systematically compiled from literature published from 2018 to the present day in PubMed, Embase, and Scopus, and was augmented by searches on Google for recent conference abstracts. The selection process focused on retrieving all pivotal Phase II and III randomized controlled trials (RCTs) that have defined the current standard of care and key concepts (e.g., surrogate endpoints and ctDNA) in the field. This targeted approach aims to synthesize a critical, expert perspective. The search terms used were: “neoadjuvant immunotherapy”, “resectable NSCLC”, “immune checkpoint inhibitors”, “clinical trials”, “pathological complete response”, “event-free survival”, “overall survival”, and “biomarkers” (Table 1). The scope is specifically focused on patients with resectable NSCLC stages IB–IIIB.

Table 1

The search strategy summary

Items Specification
Date of search 2025.10.10
Databases and other sources searched PubMed, Embase, and Scopus database
Search terms used “neoadjuvant immunotherapy”, “resectable NSCLC”, “immune checkpoint inhibitors”, “clinical trials”, “pathological complete response”, “event-free survival”, “overall survival”, and “biomarkers”
Timeframe 2018.01.01–2025.10.01
Inclusion criteria Studies on efficacy and safety of neoadjuvant immunotherapy for resectable NSCLC (stages I–III), either as monotherapy or in combination; English-language articles
Exclusion criteria Studies on neoadjuvant chemoradiotherapy, advanced-stage disease, or lacking clinical outcome data
Selection process Two authors (B.S. and Z.Y.) independently conducted the selection. Conflicts were resolved by a third senior author (P.G.)

NSCLC, non-small cell lung cancer.


Efficacy of neoadjuvant immunotherapy

Immunotherapy monotherapy

Early clinical investigations into neoadjuvant immunotherapy for resectable NSCLC focused on the use of single-agent ICIs to assess their safety and preliminary efficacy (18). The CheckMate 159 trial was one of the first to prospectively explore this approach, administering two cycles of nivolumab to patients with resectable NSCLC (stage IB–IIIA) (19). The results were encouraging, with 9 out of 20 patients (45%) achieving an MPR (20). Another notable monotherapy trial was LCMC3, which evaluated two cycles of atezolizumab in a similar patient population. This study reported an overall MPR rate of 21% but highlighted a potential predictive role for PD-L1 expression, with patients expressing PD-L1 >50% achieving a 33% MPR rate compared to 11% in those with lower expression. Other trials, such as IONESCO (durvalumab) and NEOMUN (pembrolizumab), also demonstrated the feasibility of the monotherapy approach, reporting MPR rates of 19% and 27%, respectively (21,22). While the MPR and pCR rates in these single-agent studies were modest and somewhat heterogeneous, they collectively confirmed that neoadjuvant immunotherapy could be safely administered and was capable of inducing a degree of pathological regression, laying the groundwork for more potent combination strategies. The variability in pathological response rates across these trials suggested that monotherapy alone might not be sufficient for a large proportion of patients, prompting the exploration of more synergistic treatment regimens (23).

Chemo-immunotherapy combinations

The limited but promising results of monotherapy trials paved the way for investigating the synergistic combination of chemotherapy and immunotherapy, which has since become the new standard of care (24). This approach is based on the premise that chemotherapy can induce immunogenic cell death and release neoantigens, effectively “priming” the immune system for a more robust response to ICIs (25). The NADIM trial, which administered neoadjuvant nivolumab plus chemotherapy to patients with stage IIIA NSCLC, provided some of the earliest compelling evidence for this synergy, achieving a remarkable 83% MPR rate and a progression-free survival rate of 87% at 18 months (26). The groundbreaking CheckMate 816 trial, a phase III randomized study, solidified this paradigm shift. It compared neoadjuvant nivolumab plus chemotherapy with chemotherapy alone and demonstrated a statistically significant and clinically meaningful improvement in both event-free survival (EFS) and pCR. The pCR rate was an unprecedented 24% in the combination arm versus only 2.2% in the chemotherapy-alone arm (27). More recent, long-term follow-up data from CheckMate 816 are even more compelling, revealing a significant improvement in OS. At a median follow-up of 68.4 months, the 5-year OS was 65.4% in the nivolumab plus chemotherapy group, compared to 55.0% in the chemotherapy-alone group (28). The AEGEAN trial, another phase III study, further reinforced these findings, showing a clinically meaningful EFS benefit with the addition of perioperative durvalumab to neoadjuvant chemotherapy (HR =0.69) and a trend toward improved OS (29). The profound pathological and survival benefits observed in these large-scale trials have established neoadjuvant chemo-immunotherapy as the definitive front-line treatment for resectable NSCLC. A comprehensive overview of these key trials is provided in Table 2.

Table 2

Overview of key neoadjuvant immunotherapy clinical trials in resectable NSCLC

Trial Drug(s) Phase NSCLC stage Primary endpoint(s) MPR pCR EFS (HR) OS (5-year rate)
NCT02259621 (CheckMate 159) Nivolumab II IB–IIIA Safety, feasibility 45% NA NA NA
NCT02927301 (LCMC3) Atezolizumab II IB–IIIA MPR 21% NA NA NA
NCT03030131 (IONESCO) Durvalumab II IB–IIIA R0 resection rate 19% NA NA NA
NCT03158129 (NEOSTAR) Nivolumab +/− ipilimumab II I–IIIA MPR 50% vs. 24% 38% vs. 10% NA NA
NCT03081689 (NADIM) Nivolumab + chemotherapy II IIIA Safety, feasibility 83% NA 0.87 NA
NCT02998528 (CheckMate 816) Nivolumab + chemotherapy III IB–IIIA EFS, pCR 36.9% 24.0% 0.63 65.4% vs. 55.0%
NCT03800134 (AEGEAN) Durvalumab + chemotherapy III II–IIIB EFS, pCR NA NA 0.69 Favorable trend
NCT05061550 (NeoCOAST-2) Durvalumab + ADC/novel agents II IIA–IIIB MPR, pCR 63.0% 35.2% NA NA

ADC, antibody-drug conjugate; EFS, event-free survival; HR, hazard ratio; MPR, major pathological response; NA, not applicable; NSCLC, non-small cell lung cancer; OS, overall survival; pCR, pathological complete response.

Dual immunotherapy combinations

Beyond the chemo-immunotherapy approach, the combination of two different ICIs has also been explored to achieve a more comprehensive activation of the immune system (30). The NEOSTAR trial, a phase II study, investigated neoadjuvant nivolumab alone versus a combination of nivolumab and ipilimumab. The dual immunotherapy arm demonstrated a higher MPR rate of 50% and a pCR rate of 38% compared to the nivolumab monotherapy arm, which had MPR and pCR rates of 24% and 10%, respectively (31). This finding suggested that the complementary mechanisms of PD-1 and CTLA-4 blockade could lead to a more profound pathological response. While the pathological responses were impressive, the clinical value and long-term survival benefits of this approach require further investigation. An exploratory analysis of another CheckMate 816 arm, which compared neoadjuvant nivolumab plus ipilimumab with chemotherapy, showed a 3-year OS rate of 73% versus 61% and an EFS hazard ratio of 0.77 (32). While these results showed a trend towards improved outcomes, they appeared less robust than the confirmed survival benefits of the nivolumab plus chemotherapy arm in the same trial. This outcome suggests that chemotherapy’s role in inducing immunogenic cell death (ICD) and promoting T-cell infiltration may be a superior immune-priming strategy than dual checkpoint blockade alone, or that the higher toxicity associated with anti-CTLA-4 may compromise surgical completion or timing. This discrepancy may be due to differences in patient populations, trial designs, or the biological mechanisms at play, and it highlights the need for ongoing research to define the optimal combination strategy for different patient subsets (33).

While these trials have established the feasibility and efficacy of various neoadjuvant strategies, efficacy outcomes should not be interpreted in a uniform manner across all patients. Beyond overall efficacy, subgroup analyses are increasingly relevant to clinical decision-making (34). For instance, differences have been observed between histological subtypes, with squamous carcinomas showing higher pathological response rates compared with adenocarcinomas in some studies. Patients harboring oncogenic driver mutations, such as EGFR (35) or ALK (36) alterations, generally exhibit attenuated responses to ICIs, highlighting the importance of integrating molecular profiling into treatment planning. In elderly patients or those with poor performance status, while early reports suggest acceptable feasibility, treatment completion rates tend to be lower, and toxicity may be magnified. These nuances underscore the need for tailored strategies in distinct patient populations, rather than a uniform application of neoadjuvant immunotherapy (37).

For patients with actionable driver mutations, such as EGFR or ALK, the benefit of neoadjuvant immunotherapy is less established. The success of adjuvant targeted therapies, such as osimertinib (38) and alectinib (39), has paved the way for investigating these agents in the neoadjuvant setting, which may offer a superior alternative to chemo-immunotherapy for this specific subgroup.


Emerging therapies and biomarkers

The rise of novel combinations: ADCs and beyond

Building on the success of chemo-immunotherapy, the field is rapidly moving toward more innovative combination strategies (40). The phase II NeoCOAST-2 platform study is a prime example of this evolution, designed to efficiently test neoadjuvant durvalumab in combination with novel agents. A notable finding from this multi-arm trial was the exceptional pathological response observed in the arm combining durvalumab with the antibody-drug conjugate (ADC) datopotamab deruxtecan (Dato-DXd) and chemotherapy (41). This regimen achieved the highest pCR rate of 35.2% and an MPR rate of 63.0%, which were numerically superior to the pCR and MPR rates observed with other immune-novel agent combinations in the study. The rationale for combining ADCs with immunotherapy is supported by their transformative success in other solid tumors, such as the combination of enfortumab vedotin and pembrolizumab in urothelial carcinoma (42) and trastuzumab deruxtecan in breast cancer (43). These precedents highlight the potential of ADCs to induce immunogenic cell death and synergize with checkpoint inhibitors. ADCs, by delivering a cytotoxic payload directly to tumor cells, can induce a specific type of cell death known as immunogenic cell death (ICD) (44). This process releases a wealth of tumor-associated antigens and danger signals that can further amplify the T-cell activation initiated by ICIs. This finding suggests that combining ICIs with targeted therapies that have an immunomodulatory effect may represent the next frontier in neoadjuvant treatment, potentially leading to even higher rates of pathological response and, by extension, improved long-term survival (45). The success of this platform trial model also highlights its efficiency in rapidly identifying promising new regimens for further investigation. Pathological response rates for various neoadjuvant strategies are summarized in Table 3.

Table 3

Pathological response rates different neoadjuvant strategies

Treatment strategy Trial MPR pCR
Monotherapy NCT02259621 (CheckMate 159) 45% NA
NCT02927301 (LCMC3) 21% NA
NCT03158129 (NEOSTAR) 24% 10%
Dual immunotherapy NCT03158129 (NEOSTAR) 50% 38%
Chemo-immunotherapy NCT03081689 (NADIM) 83% NA
NCT02998528 (CheckMate 816) 36.9% 24.0%
NCT03800134 (AEGEAN) NA 17.2%
Novel combination NCT05061550 (NeoCOAST-2) 63.0% 35.2%

MPR, major pathological response; NA, not applicable; pCR, pathological complete response.

The evolution of biomarkers: from PD-L1 to circulating tumor DNA (ctDNA)

The identification of reliable predictive biomarkers is critical for the success of precision oncology (46). PD-L1 expression has been the most widely studied biomarker for immunotherapy to date, and while some studies have shown a correlation between high expression (>50%) and higher response rates, others have demonstrated treatment benefit even in patients with low or negative PD-L1 expression (47). Furthermore, the utility of PD-L1 as a predictive biomarker is complicated by technical challenges, including inter-laboratory heterogeneity, different testing assays, and the spatial and temporal variability of its expression within a tumor. This has led to the recognition that PD-L1 is an imperfect and often unreliable tool for patient selection (48).

In contrast, ctDNA is emerging as a more dynamic and powerful prognostic biomarker, particularly for the detection of minimal residual disease (MRD) (49). The presence of ctDNA in a patient’s bloodstream reflects the systemic burden of the disease. A key finding from the CheckMate 816 trial’s exploratory analysis demonstrated the profound prognostic value of ctDNA clearance after neoadjuvant treatment. Patients who achieved ctDNA clearance had a remarkable 5-year OS rate of 95.3%, whereas those who did not achieve clearance had a significantly lower 5-year OS rate of 52.6% (50). This substantial difference suggests that ctDNA clearance is a more direct and clinically meaningful indicator of effective systemic disease eradication than traditional pathological or radiological assessments (51). While ctDNA clearance is strongly prognostic, its utility in guiding adjuvant treatment decisions-such as withholding therapy in ctDNA-negative patients-remains a hypothesis currently under investigation in adaptive trials. Unlike in the metastatic setting, definitive evidence supporting ctDNA-guided escalation or de-escalation in the curative setting is still emerging (52). This shift from a static, pre-treatment biomarker like PD-L1 to a dynamic, treatment-response-based biomarker like ctDNA represents a major step towards truly personalized medicine in resectable NSCLC. Key biomarkers and their association with clinical outcomes are detailed in Table 4.

Table 4

Key biomarkers and their association with clinical outcomes

Biomarker Study Key finding(s)
PD-L1 expression NCT02927301 (LCMC3) MPR was 33% in patients with PD-L1 expression >50% vs. 11% in patients with lower expression
NCT02998528 (CheckMate 816) OS benefit was observed across all PD-L1 subgroups, with a greater magnitude of benefit in patients with PD-L1 ≥1%
Multiple Studies Its predictive value is heterogeneous and affected by assay type, tumor heterogeneity, and specimen handling
ctDNA NCT02998528 (CheckMate 816) Patients with pre-surgery ctDNA clearance had a 5-year OS of 95.3% vs. 52.6% for those without clearance
NCT03800134 (CheckMate 816) ctDNA levels were reduced after neoadjuvant treatment in both arms, but the clearance rate was surprisingly lower in the nivolumab plus ipilimumab arm

ctDNA, circulating tumor DNA; MPR, major pathological response; OS, overall survival; PD-L1, programmed death-ligand 1.


Discussion

The debate on endpoints

One of the most significant challenges in conducting clinical trials for early-stage cancer is the long follow-up period required to assess definitive endpoints like OS (53). For years, there has been a debate about the reliability of using pathological response rates, such as MPR and pCR, as surrogate endpoints for long-term survival in the neoadjuvant setting (54). While some studies suggested a correlation between these endpoints and long-term outcomes, a definitive validation was lacking. The clinical significance of pCR is underscored by the landmark 5-year follow-up data from CheckMate 816. Patients who achieved a pCR experienced a 5-year OS rate of 95.3%, compared to 55.7% for those without a pCR. This striking divergence highlights pCR not merely as a pathological finding, but as a transformative prognostic indicator (55).

While the CheckMate 816 trial demonstrated a strong patient-level association between pCR and EFS, the establishment of pCR as a validated trial-level surrogate endpoint remains a subject of ongoing debate. Recent analyses suggest that while pCR is an excellent individual prognostic marker, it may not perfectly predict the magnitude of survival benefit across all trials (56). Nevertheless, this strong association is a major breakthrough because it can significantly accelerate the clinical development and approval of new neoadjuvant regimens. It allows researchers to obtain a strong indication of a drug’s potential efficacy within a much shorter timeframe, enabling new therapies to reach patients more quickly (57). The confirmation of pCR as a validated endpoint sets a new standard for future neoadjuvant clinical trials, shifting the focus from simply reducing tumor size to achieving the most profound pathological response possible, with the expectation of a commensurate survival benefit.

Practical and surgical considerations

While neoadjuvant immunotherapy has demonstrated remarkable efficacy, its integration into clinical practice requires careful consideration of practical and surgical aspects (58). The safety and feasibility of surgery after neoadjuvant immunotherapy have been confirmed in numerous studies, with a high rate of complete surgical resection (R0) observed across several trials (59). However, the inflammatory and immunologic changes induced by ICIs can present new challenges for thoracic surgeons. Several studies have reported that neoadjuvant immunotherapy can lead to hilar and mediastinal fibrosis, which may make dissection more technically demanding during surgery and potentially increase the rate of conversion from minimally invasive to open procedures (60). While some studies have reported a low conversion rate, this anatomical alteration underscores the importance of a skilled surgical team and meticulous preoperative planning. The emergence of these surgical complexities highlights that neoadjuvant therapy is not just a medical treatment but a core component of a multidisciplinary approach (61). Surgeons and oncologists must work in close collaboration to manage potential adverse events and optimize the timing of surgery to maximize the likelihood of a successful and safe resection.

For patients identified as poor surgical candidates during the multidisciplinary evaluation, alternative strategies such as stereotactic body radiation therapy (SBRT) or definitive chemoradiation should be considered (62). The ‘bridge-to-surgery’ concept requires careful MDT assessment to ensure patients are not subjected to futile resections (63).

Safety profile and management

The safety of neoadjuvant immunotherapy extends beyond surgical feasibility, encompassing the management of immune-related adverse events (irAEs), which may directly impact treatment completion and perioperative outcomes (64). The most commonly reported irAEs include dermatologic toxicities, thyroid dysfunction, hepatitis, and pneumonitis (65). In large-scale trials such as CheckMate 816, grade 3 or higher irAEs occurred in approximately 10–15% of patients receiving chemo-immunotherapy, compared with less than 5% in monotherapy arms. Perioperative pneumonitis is of particular concern, as it may necessitate delaying surgery (66). In the CheckMate 816 trial, the rate of grade 3–4 pneumonitis was low, reported at approximately 1.3% in the chemo-immunotherapy arm, comparable to chemotherapy alone.

Management typically involves temporary discontinuation of immunotherapy and the initiation of corticosteroids, with prednisone 1–2 mg/kg/day being standard for grade ≥3 events. Immunosuppressive agents such as infliximab may be considered in refractory cases (67). Importantly, early recognition and multidisciplinary coordination are essential to minimize morbidity and ensure safe surgical resection. A practical framework for clinicians is to balance oncologic efficacy with vigilant toxicity monitoring, tailoring perioperative decision-making according to irAE severity (68).


Challenges and unresolved questions

Despite the significant progress, several challenges and unresolved questions remain that require further investigation to fully optimize the neoadjuvant immunotherapy approach.

Optimizing treatment and patient selection

The heterogeneity of treatment response observed across subgroups in clinical trials highlights the importance of patient selection as a central challenge in neoadjuvant immunotherapy (69). As noted earlier, patients with squamous histology often show higher pathological response rates compared with adenocarcinomas, while those harboring oncogenic driver mutations such as epidermal growth factor receptor (EGFR) or anaplastic lymphoma kinase (ALK) typically demonstrate attenuated benefit (70). Similarly, elderly patients or those with impaired performance status may experience greater toxicity and lower treatment completion rates. These subgroup differences emphasize that future strategies must move beyond a uniform application of neoadjuvant therapy toward biomarker-driven, individualized approaches (71). The optimal patient selection remains a matter of debate. While biomarkers like PD-L1 and ctDNA provide valuable insights, they are not perfect predictors of response. The search for a more robust and comprehensive biomarker panel, possibly incorporating tumor mutational burden, gene expression profiles, or even gut microbiome data, is crucial to identify which patients are most likely to benefit from neoadjuvant immunotherapy and which are at risk of toxicity or progression (72). Secondly, the ideal treatment regimen and timing are not yet fully defined. Head-to-head comparisons of different approaches—monotherapy, dual immunotherapy, and chemo-immunotherapy—in various patient subsets are needed to establish the most effective and least toxic strategy for each individual. This includes determining the optimal number of treatment cycles and the ideal time interval between the last dose and surgery (73).

The role of adjuvant therapy after neoadjuvant treatment

A critical unresolved question is the role of additional adjuvant therapy following successful neoadjuvant treatment and surgery. While the neoadjuvant approach has demonstrated its efficacy in addressing micrometastases, it is not yet clear whether all patients require additional systemic therapy after surgery, especially those who achieve a pCR. The use of ctDNA to guide these post-surgical decisions is an area of active investigation. Achieving a pCR is increasingly viewed as a potential trigger for treatment de-escalation. Future trials are exploring whether patients with pCR and ctDNA clearance can safely omit adjuvant therapy, thereby sparing them from unnecessary toxicity (74). A definitive trial is warranted to address this, perhaps by randomizing patients who achieve ctDNA clearance after neoadjuvant treatment to either surveillance or adjuvant therapy, while reserving mandatory adjuvant treatment for those who remain ctDNA positive (75). The ability to monitor ctDNA provides a real-time, quantitative measure of a patient’s response to therapy and may, in the future, be used to identify which patients have persistent MRD and thus require additional adjuvant therapy, or those who have achieved a definitive clearance and can be managed with surveillance alone. This paradigm represents a shift towards a more dynamic and personalized treatment strategy that moves beyond a one-size-fits-all approach (76).

Addressing tumor heterogeneity and resistance mechanisms

The phenomenon of tumor heterogeneity also presents a long-standing challenge, as the diverse nature of cancer cells within a single tumor may lead to varying responses and potential treatment resistance. This heterogeneity can manifest as co-existing oncogenic events and co-mutations that can be responsible for intrinsic resistance to a specific therapy. For instance, mutations in STK11 and KEAP1 have been associated with an ‘immune-cold’ tumor microenvironment and resistance to checkpoint inhibitors, representing a significant challenge for neoadjuvant immunotherapy (77). This demonstrates that not all patients respond equally to a single therapy, even within the same subtype, and emphasizes the need to move from a population-based approach to one tailored to the unique molecular fingerprint of each patient’s tumor. Future research must focus on overcoming these biological and practical hurdles to further refine and personalize the use of neoadjuvant immunotherapy for resectable NSCLC (78).

Practical innovations for biomarkers and surgery

Addressing these challenges requires not only acknowledging their existence but also exploring actionable strategies. Integrating dynamic markers like ctDNA with static tissue markers (PD-L1, TMB) may help overcome the limitations posed by heterogeneity, offering a composite model that captures both the baseline tumor biology and its real-time response to therapy (79). On the surgical front, advances in robotic-assisted thoracic surgery may mitigate the technical difficulties posed by hilar and mediastinal fibrosis after immunotherapy (80). Furthermore, preoperative imaging modalities, including high-resolution CT and PET/CT-based fibrosis scoring, can enable more accurate operative planning and risk stratification (81). These directions represent tangible steps toward resolving current limitations and fostering a more precise and individualized application of neoadjuvant immunotherapy.


Conclusions

Neoadjuvant immunotherapy has fundamentally transformed the treatment landscape for resectable NSCLC, marking a definitive paradigm shift from conventional surgery-first approaches. The evidence from a growing body of clinical trials, particularly the confirmatory phase III studies, has conclusively demonstrated that integrating immunotherapy before surgery is not only safe and feasible but also leads to superior long-term survival outcomes compared to chemotherapy alone. The establishment of neoadjuvant chemo-immunotherapy as the new standard of care is a testament to its powerful synergy and ability to address systemic disease early. The validation of pCR and MPR as reliable surrogate endpoints, as confirmed by the CheckMate 816 trial, will accelerate the pace of innovation, bringing new, effective therapies to patients more rapidly. Looking forward, the trajectory of neoadjuvant immunotherapy in resectable NSCLC is likely to extend far beyond the current paradigm of chemo-immunotherapy. The next stage of progress will be defined by integration—where dynamic biomarkers, such as ctDNA clearance, single-cell immune profiling, and spatial transcriptomics, converge to construct multi-dimensional models for patient selection and treatment monitoring. Therapeutic innovation will also evolve from conventional drug development toward adaptive platform trials capable of rapidly testing novel combinations, including antibody–drug conjugates, bispecific antibodies, and cellular therapies, in the perioperative setting. The ultimate aspiration is not only to increase pathological response and survival, but to achieve durable immune memory that prevents recurrence altogether, positioning neoadjuvant immunotherapy as a curative cornerstone of thoracic oncology. In this sense, the field is entering an era where the boundaries between surgery, systemic therapy, and digital medicine dissolve into a unified framework of precision and personalization.


Acknowledgments

None.


Footnote

Reporting Checklist: The authors have completed the Narrative Review reporting checklist. Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2184/rc

Peer Review File: Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2184/prf

Funding: This work was supported by the Shaanxi Provincial Natural Science Foundation General Project (No. S2025-JC-YB-1882) and the Xi’an Municipal Science and Technology Plan Key Medical Research Project (No. 2025JH-YXYJZD-0031).

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2184/coif). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Yao Z, Sun B, Zhang M, Ge P. The evolving role of neoadjuvant immunotherapy in resectable non-small cell lung cancer: a narrative review. J Thorac Dis 2026;18(1):42. doi: 10.21037/jtd-2025-aw-2184

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