Spatial classification of clinical T1a–bN0 non-small cell lung cancer in superior segment based on three-dimensional reconstruction: optimizing surgical margin and operative strategy
Original Article

Spatial classification of clinical T1a–bN0 non-small cell lung cancer in superior segment based on three-dimensional reconstruction: optimizing surgical margin and operative strategy

Yihan Yang ORCID logo, Qianrui Ren, Zhibo Wang, Wei Wen, Xinfeng Xu, Quan Zhu

Department of Thoracic Surgery, The First Affiliated Hospital of Nanjing Medical University, Nanjing, China

Contributions: (I) Conception and design: Q Zhu, Y Yang; (II) Administrative support: X Xu, W Wen, Q Zhu; (III) Provision of study materials or patients: Y Yang, Q Ren, Z Wang; (IV) Collection and assembly of data: Y Yang, Q Ren; (V) Data analysis and interpretation: Y Yang, X Xu, Z Wang; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Xinfeng Xu, MD, PhD; Quan Zhu, MD. Department of Thoracic Surgery, The First Affiliated Hospital of Nanjing Medical University, No. 300 Guangzhou Road, Nanjing 210029, China. Email: xuxinfeng@jsph.org.cn; Zhuquan@njmu.edu.cn.

Background: In segmentectomies of the superior segment (S6) for early-stage non-small cell lung cancer (NSCLC), inadequate surgical margins remain a critical challenge. This study aims to establish a three-dimensional (3D) spatial classification system for S6 tumors to analyze margin adequacy and optimize surgical planning.

Methods: This retrospective cohort study included 699 patients with clinical T1a–bN0 S6 NSCLC who underwent thoracoscopic surgery between 2019 and 2023. Tumors were classified into three categories using the “InFerVision” software. S6-I had a margin sphere located above the intersegmental plane. S6-II had a margin sphere extending below the intersegmental plane and was further subdivided into S6-IIa (not involving main subsegmental structures of the basal segments) and S6-IIb (involving main subsegmental structures of the basal segments). S6-III had a margin sphere involving main trunks of the lower lobe. Primary outcomes included margin distance and the margin/diameter ratio, with the ratio ≥1 considered adequate.

Results: The cohort comprised 388 (55.5%) S6-I, 248 (35.5%) S6-II, and 63 (9.0%) S6-III cases. Margin adequacy differed significantly among groups: S6-I exhibited a median margin of 2.50 cm [interquartile range (IQR), 2.00–3.50 cm], with 99.0% meeting margin/diameter ratio ≥1; S6-II showed a median margin of 1.80 cm (IQR, 1.30–2.20 cm) with 85.9% meeting the ratio threshold; and S6-III yielded a median margin of 1.00 cm (IQR, 0.70–1.20 cm), with only 57.1% achieving a ratio ≥1. Further analysis within the S6-II group revealed that the S6-IIb subgroup required subsegment-based S6 resection (S6c) to achieve satisfactory margins, with a median margin of 1.80 cm (IQR, 1.50–2.00 cm) compared to 0.80 cm (IQR, 0.60–1.37 cm) for segment-based S6 resection (S6n) (P<0.001).

Conclusions: This 3D spatial classification system effectively addresses the margin insufficiency problem in S6 segmentectomies. It provides preoperative guidance for selecting surgical strategies, recommending S6c for S6-IIb tumors and lobectomy consideration for S6-III lesions.

Keywords: Non-small cell lung cancer (NSCLC); S6 segmentectomy; three-dimensional spatial classification (3D spatial classification); surgical margin


Submitted Nov 18, 2025. Accepted for publication Dec 22, 2025. Published online Feb 06, 2026.

doi: 10.21037/jtd-2025-aw-2401


Highlight box

Key findings

• A novel three-dimensional (3D) spatial classification [superior segment (S6)-I, S6-IIa, S6-IIb, S6-III] effectively stratifies surgical margin risk in S6 segmentectomies for clinical T1a–bN0 non-small cell lung cancer (NSCLC). S6-IIb tumors require subsegment-based S6 resection (S6c) to achieve adequate surgical margins. S6-III tumors need comprehensive consideration for lobectomy due to high risk of margin insufficiency.

What is known and what is new?

• S6 segmentectomies are associated with a high risk of insufficient surgical margins and local recurrence. A margin/diameter ratio ≥1 is a recognized benchmark for adequacy.

• This study introduces a preoperative 3D spatial classification that predicts margin adequacy and provides specific, anatomy-based surgical recommendations for each subtype, thereby moving beyond a one-size-fits-all approach.

What is the implication, and what should change now?

• Preoperative 3D reconstruction and spatial classification should be integrated into surgical planning for S6 NSCLC. Thoracic surgeons should adopt a tailored surgical strategy: segment-based S6 resection for S6-I and S6-IIa, S6c for S6-IIb, and consider lobectomy for S6-III.


Introduction

Lung cancer remains one of the leading causes of cancer-related mortality worldwide (1). With the widespread use of thin-section computed tomography (CT) (2), an increasing number of early-stage lung cancers have been detected. Over the past two decades, sublobar resection has become a key surgical option for patients with early-stage non-small cell lung cancer (NSCLC).

Multiple randomized controlled trials (RCTs) have demonstrated that sublobar resection provides oncologic outcomes comparable to those of lobectomy while better preserving functional lung tissue. The CALGB140503 trial revealed that among patients with peripheral NSCLC tumors measuring ≤2 cm in diameter, sublobar resection resulted in similar 5-year disease-free survival (DFS) and overall survival (OS) compared to lobectomy (3), along with superior preservation of pulmonary function. Although the overall recurrence rates between the two approaches were not significantly different, a higher rate of local recurrence (LR) was observed after sublobar resection (3). Furthermore, the JCOG0802 trial reported that segmentectomy achieved non-inferior recurrence-free survival (RFS) compared to lobectomy in patients with peripheral NSCLC tumors ≤2 cm and a consolidation-to-tumor ratio (CTR) >0.5 on thin-section CT (4). Notably, segmentectomy was associated with superior OS. However, a higher incidence of LR was again noted in the segmentectomy group (4). Supplementary analysis identified pure solid appearance on thin-section CT, a surgical margin smaller than the tumor diameter, and male sex as independent risk factors for LR after segmentectomy (5).

In addition, several retrospective studies have highlighted a close correlation between tumor location and the risk of LR. For example, Nishio et al. (6) found that tumors located in the right upper lobe and those in bilateral basal segments were associated with relatively high LR rates of 21.9% and 20.8%, respectively. In contrast, Jones et al. (7) reported that right superior segment (S6) tumors had the highest LR rate (9.0%), while left upper division tumors had the lowest (3.4%). Handa et al. (8) observed a poorer prognosis in patients with S6 tumors compared to those with basal segment tumors, which was accompanied by a higher frequency of mediastinal lymph node metastases. Furthermore, Watanabe et al. (9) identified distinct lymphatic metastasis pathways between the superior and basal segments of the lower lobe, which may influence prognosis. These findings collectively suggest a high propensity for LR and poor prognosis following resection of S6. They also provide preliminary insights into potential mechanisms, such as unique tumor biology and lymphatic dissemination patterns associated with S6 tumors.

It is generally believed that the technical complexity of segmentectomy depends on the specific segments being resected. Specifically, complex segmentectomies demand greater surgical expertise than simple segmentectomies, which may contribute to higher rates of postoperative complications and LR (10,11). For example, segmentectomies involving the bilateral S6 segments, the apicoposterior segment of the left upper lobe, and the left lingular segment are often considered technically less challenging than those involving the right upper segments or basal segments (12). However, resection of the S6 segment is frequently associated with inadequate surgical margins, which may contribute to its relatively high LR rate. The supplementary analysis of JCOG0802 revealed that the surgical margin for left S6 segmentectomy was significantly smaller than that for other left-sided segments, with 24.1% of patients exhibiting a margin distance smaller than the tumor diameter (5). Similarly, Jones et al. (7) found that surgical margins following bilateral S6 segmentectomies were generally insufficient. They recommended that the surgical margin to tumor diameter ratio in right S6 segmentectomy should reach 1.5 to achieve better survival outcomes. However, the factors leading to insufficient surgical margins in S6 segmentectomy have not been systematically investigated. Therefore, this study aims to establish a three-dimensional (3D) spatial classification system for S6 tumors to analyze margin adequacy and optimize surgical planning.

The 3D reconstruction software used in The First Affiliated Hospital of Nanjing Medical University, “InFerVision”, has been widely adopted and validated in clinical practice. For instance, Bian et al. (13) employed “InFerVision” to analyze the morphological variations of lower lobe segments and their influence on the venous drainage patterns of V6b2 and V6b3. Subsequently, the same research team applied this platform and proposed the concept of inter-multisegmental veins (IMSVs) for the first time (14).

This study aims to resolve the problem of insufficient surgical margins in S6 segmentectomies. It is expected to improve preoperative planning and surgical strategies for sublobar resections in S6 NSCLC. We present this article in accordance with the STROBE reporting checklist (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2401/rc).


Methods

Study cohort

This retrospective cohort study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study protocol was approved by the Ethics Review Board of The First Affiliated Hospital of Nanjing Medical University (No. 2025-SR-1172), and individual consent for this retrospective analysis was waived.

We retrospectively analyzed clinical data of patients with clinical T1a–bN0 S6 NSCLC who underwent thoracoscopic surgery between December 2019 and December 2023. Inclusion criteria were as follows: (I) complete DICOM data of preoperative chest CT; (II) diagnosis of clinical T1a–bN0 S6 NSCLC; (III) underwent thoracoscopic S6 segmentectomy, extended S6 segmentectomy, or combined resection of S6 or mono subsegment of S6 plus adjacent subsegments (with up to two additional wedge resections in the ipsilateral lung permitted); and (IV) solitary lesion located in the lower lobe. Exclusion criteria included: (I) incomplete clinical information; (II) unsatisfactory CT or 3D CT bronchography and angiography (3D-CTBA) image quality; (III) multiple lesions in the lower lobe; and (IV) maximum tumor diameter >2 cm. Ultimately, 699 patients were eligible for analysis (Figure 1).

Figure 1 Flow chart of patient selection. S6: superior segment; S6c: including combined resection of S6 or mono subsegment of S6 plus adjacent subsegments, such as resection of S6+8a or S6b+8a; S6n: including mono S6 segmentectomy and extended S6 segmentectomy. 3D-CTBA, three-dimensional computed tomography bronchography and angiography; CT, computed tomography; CTR, consolidation-to-tumor ratio; NSCLC, non-small cell lung cancer.

3D reconstruction

The CT images were transformed into 3D-CTBA images using the “InferVision” software (15). The software automatically generated the lesion and its associated 2 cm simulative cutting margin. This margin took the form of a quasi-sphere, resembling the lesion’s shape, and was uniformly expanded by 2 cm from the lesion’s outer surface.

Measurement method of CTR and depth ratio

The CTR was quantified using thin-slice CT images in lung window settings. Consolidation was defined as an area of increased opacification that completely obscured underlying vascular structures, while ground-glass opacity (GGO) was identified as hazy increased attenuation without obscuration of vascular patterns. The CTR was calculated as the ratio of the maximum consolidation diameter to the maximum tumor dimension (16). Depth ratio measurements were performed by first identifying the bronchial opening’s center (O) in the lobar cross-section. A radial line was drawn from O to the lesion’s center (A) and extended to the pleural surface (B). The OB distance was divided into three equal segments representing inner (0–33.3%), middle (33.4–66.6%), and outer (66.7–100%) lung regions. The depth ratio was calculated as BA/BO (17) (Figure 2).

Figure 2 Measurement of the depth ratio in a 3D-CTBA image. A: the center of the lesion; B: the point where the radial line drawing from O to A extended to the pleural surface; O: the center of the bronchial opening of the lobe to which the tumor belongs. 3D-CTBA, three-dimensional computed tomography bronchography and angiography.

Definition of the intersegmental plane

Based on previous anatomical studies (18,19) and The First Affiliated Hospital of Nanjing Medical University’s clinical experience (20), intersegmental boundaries between S6 and basal segments were defined according to the intersegmental veins: V6b2 (between S6b and S9a), V6b3 (between S6b and S8a), and V6c [between S6c and S10a or S* (S7b when B7 is B7ab type or B7b type in the right lower lobe)]. In this study, we used the “InferVision” software to simulate the volume of each lung segment in the lower lobe and to identify the intersegmental plane between the S6 segment and the basal segments (Figure 3). During surgery, the intersegmental plane was identified using either a modified inflation-deflation method or indocyanine green (ICG) fluorescence staining (21,22). The modified inflation-deflation method requires a waiting period of several minutes but produces a relatively clear and stable boundary. In contrast, ICG fluorescence staining provides rapid visualization of the plane, though the effect is transient and requires immediate marking with electrocautery.

Figure 3 Demonstration of the intersegmental plane based on intersegmental veins (A) and the relative volume of the lower lobe segments (B). S*: subsuperior segment; S6: superior segment; S8: anterior basal segment; S9: lateral basal segment; S10: posterior basal segment; V6b2: intersegmental vein between S6b and S9a; V6b3: intersegmental vein between S6b and S8a; V6c: intersegmental vein between S6c and S10a or S* (S7b when B7 is B7ab type or B7b type in the right lower lobe).

Spatial classification system

Based on 3D reconstructed anatomical relationships between the simulated 2 cm cutting margin sphere and adjacent structures, we established a novel spatial classification system for S6 NSCLC (Figure 4):

  • S6-I: margin sphere located above the intersegmental plane;
  • S6-II: margin sphere extended below the intersegmental plane;
  • S6-IIa: margin sphere didn’t involve main subsegmental structures of the basal segments (e.g., A8a or B8a);
  • S6-IIb: margin sphere involved main subsegmental structures of the basal segments (e.g., A8a or B8a);
  • S6-III: margin sphere involved main trunks of the lower lobe (e.g., A7-10 or B7-10).
Figure 4 Demonstration of the S6-I group (A,B), the S6-IIa group (C,D), the S6-IIb group (E,F), and the S6-III group (G,H). S6-I: margin sphere located above the intersegmental plane; S6-IIa: margin sphere did not involve main subsegmental structures of the basal segments (e.g., A8a or B8a); S6-IIb: margin sphere involved main subsegmental structures of the basal segments (e.g., A8a or B8a); S6-III: margin sphere involved main trunks of the lower lobe (e.g., A7-10 or B7-10). A7-10: basal segmental artery; A8a: lateral subsegmental artery of the anterior basal segmental artery; B7-10: basal segmental bronchus; B8a: lateral subsegmental bronchus of the anterior basal segmental bronchus; S*: subsuperior segment; S6: superior segment; V6b2: intersegmental vein between S6b and S9a; V6b3: intersegmental vein between S6b and S8a; V6c: intersegmental vein between S6c and S10a or S* (S7b when B7 is B7ab type or B7b type in the right lower lobe).

Evaluation of surgical methods and margin

Surgical approaches for S6 NSCLC were categorized into two types: segment-based S6 resection (S6n) and subsegment-based S6 resection (S6c). S6n included mono S6 segmentectomy and extended S6 segmentectomy. Extended S6 segmentectomy was defined as resection of S6 crossing the intersegmental plane with partial removal of adjacent segments, while preserving the main subsegmental structures of the basal segments (e.g., A8a or B8a) (23). S6c referred to combined resection of S6 or mono subsegment of S6 plus adjacent subsegments, such as resection of S6+8a or S6b+8a. In S6c procedures, the main subsegmental structures of the basal segments (e.g., A8a and B8a) were explicitly transected. For surgical margin measurement, the pleural surface-based margin distance method described by Goldstein et al. (24) was adopted. During surgery, all specimens were kept intact and measured fresh. The pleural surface-based margin distance was defined as the shortest vertical distance from the edge of the palpated tumor to the staple line, which was measured using a ruler placed on the pleural surface. All surgical margin measurements were jointly determined by two experienced thoracic surgeons, and the specimens were immediately sent for frozen section analysis after measurement. To comprehensively evaluate margin adequacy, the following variables were calculated: margin/diameter ratio, margin distance ≥2 cm, and margin/diameter ratio ≥1.

Statistical analysis

Statistical analyses were performed using R software (version 4.3.0). For normally distributed continuous variables, data were expressed as mean ± standard deviation (SD). Comparisons between the two groups were conducted using the t-test, and comparisons among multiple groups were performed using the analysis of variance (ANOVA) test. For non-normally distributed continuous variables, data were presented as median (1st quartile, 3rd quartile). The Mann-Whitney test was used for comparisons between two groups, and the Kruskal-Wallis test was applied for multiple groups. Categorical variables were presented as number (%) and analyzed by the χ2 test or Fisher’s exact test. A two-sided P value <0.05 was considered statistically significant.


Results

Patients and clinical characteristics of the study cohort

Among the 699 eligible patients, 388 (55.5%) were classified as S6-I, 248 (35.5%) as S6-II, and 63 (9.0%) as S6-III (Table 1). Sex distribution differed significantly among the three groups (P<0.001), with the proportion of females being highest in S6-III (84.1%), followed by S6-II (73.0%) and S6-I (62.4%). A significant difference was also observed in depth ratio (P<0.001) (Table 1). In S6-I and S6-II, no cases were found in the inner region. The outer region accounted for 64.7% and 58.1%, respectively, while the middle region accounted for 35.3% and 41.9%. In S6-III, no cases were found in the outer region; 65.1% were in the middle region, and 34.9% in the inner region. Of the three groups, variables such as age, smoking history, pulmonary comorbidity, cardiac comorbidity, side, and CTR did not demonstrate statistical significance (P=0.41, P=0.051, P=0.84, P=0.71, P=0.18, and P=0.49) (Table 1).

Table 1

The demographic and clinical characteristics by spatial classification

Variables Total (n=699) S6-I (n=388) S6-II (n=248) S6-III (n=63) Statistic P
Age (years) 51.01±12.97 50.60±12.94 51.88±12.75 50.16±14.03 F=0.90 0.41
Sex χ2=16.03 <0.001
   Female 476 (68.1) 242 (62.4) 181 (73.0) 53 (84.1)
   Male 223 (31.9) 146 (37.6) 67 (27.0) 10 (15.9)
Smoke history χ2=5.93 0.051
   Never 614 (87.8) 334 (86.1) 219 (88.3) 61 (96.8)
   Ever 85 (12.2) 54 (13.9) 29 (11.7) 2 (3.2)
Pulmonary comorbidity χ2=0.36 0.84
   Never 522 (74.7) 289 (74.5) 184 (74.2) 49 (77.8)
   Ever 177 (25.3) 99 (25.5) 64 (25.8) 14 (22.2)
Cardiac comorbidity χ2=0.70 0.71
   Never 451 (64.5) 255 (65.7) 155 (62.5) 41 (65.1)
   Ever 248 (35.5) 133 (34.3) 93 (37.5) 22 (34.9)
Side χ2=3.48 0.18
   Left 365 (52.2) 214 (55.2) 118 (47.6) 33 (52.4)
   Right 334 (47.8) 174 (44.8) 130 (52.4) 30 (47.6)
CTR χ2=1.42 0.49
   ≤50% 555 (79.4) 303 (78.1) 203 (81.9) 49 (77.8)
   >50% 144 (20.6) 85 (21.9) 45 (18.1) 14 (22.2)
Depth ratio χ2=274.55 <0.001
   Outer region 395 (56.5) 251 (64.7) 144 (58.1) 0 (0.00)
   Middle region 282 (40.3) 137 (35.3) 104 (41.9) 41 (65.1)
   Inner region 22 (3.2) 0 (0.0) 0 (0.0) 22 (34.9)

Data are presented as mean ± SD or n (%). F: ANOVA; χ2: Chi-squared test. S6-I: margin sphere located above the intersegmental plane; S6-II: margin sphere extended below the intersegmental plane; S6-III: margin sphere involved main trunks of the lower lobe (e.g., A7-10 or B7-10). A7-10: basal segmental artery; B7-10: basal segmental bronchus; S6: superior segment. ANOVA, analysis of variance; CTR, consolidation-to-tumor ratio; SD, standard deviation.

In the analysis of operative and pathology characteristics, surgical methods varied significantly among the three groups (P<0.001) (Table 2). In S6-I, 385 cases (99.2%) underwent S6n, 3 cases (0.8%) underwent S6c. In S6-II, 207 cases (83.5%) underwent S6n, 41 cases (16.5%) underwent S6c. In S6-III, 55 cases (87.3%) underwent S6n, 8 cases (12.7%) underwent S6c. Among the three groups, surgical margin-related variables such as margin distance, margin distance ≥2 cm, margin/diameter ratio, and margin/diameter ratio ≥1 were statistically significant (P<0.001) (Table 2). In S6-I, the median margin was 2.50 cm [interquartile range (IQR), 2.00 to 3.50 cm], with 85.6% of cases having a margin distance ≥2 cm and 99.0% having a margin/diameter ratio ≥1. In S6-II, the median margin was 1.80 cm (IQR, 1.30 to 2.20 cm), with 48.0% of cases having a margin distance ≥2 cm and 85.9% having a margin/diameter ratio ≥1. By contrast, in S6-III, the median margin was 1.00 cm (IQR, 0.70 to 1.20 cm); none of the cases had a margin distance ≥2 cm, and only 57.1% had a margin/diameter ratio ≥1. No significant differences were observed for histology and tumor diameter (P=0.39 and P=0.74) (Table 2).

Table 2

The operative and pathologic characteristics by spatial classification

Variables Total (n=699) S6-I (n=388) S6-II (n=248) S6-III (n=63) Statistic P
Surgery χ2=57.35 <0.001
   S6n 647 (92.6) 385 (99.2) 207 (83.5) 55 (87.3)
   S6c 52 (7.4) 3 (0.8) 41 (16.5) 8 (12.7)
Histology χ2=4.15 0.39
   AAH or AIS 146 (20.9) 80 (20.6) 48 (19.3) 18 (28.6)
   MIA 293 (41.9) 156 (40.2) 112 (45.2) 25 (39.7)
   IAC 260 (37.2) 152 (39.2) 88 (35.5) 20 (31.7)
Tumor diameter (cm) 1.00 (0.75, 1.20) 1.00 (0.70, 1.20) 1.00 (0.78, 1.20) 0.90 (0.80, 1.00) χ2=0.60 0.74
Margin distance (cm) 2.00 (1.50, 3.00) 2.50 (2.00, 3.50) 1.80 (1.30, 2.20) 1.00 (0.70, 1.20) χ2=262.57 <0.001
Margin distance ≥2 cm χ2=219.27 <0.001
   Yes 451 (64.5) 332 (85.6) 119 (48.0) 0 (0.0)
   No 248 (35.5) 56 (14.4) 129 (52.0) 63 (100.0)
Margin/diameter ratio 2.22 (1.50, 3.27) 2.86 (2.00, 3.83) 1.88 (1.25, 2.50) 1.00 (0.73, 1.50) χ2=188.73 <0.001
Margin/diameter ratio ≥1 χ2=120.70 <0.001
   Yes 633 (90.6) 384 (99.0) 213 (85.9) 36 (57.1)
   No 66 (9.4) 4 (1.0) 35 (14.1) 27 (42.9)

Data are presented as n (%) or median (1st quartile, 3rd quartile). , Kruskal-Wallis test. χ2: Chi-squared test. S6-I: margin sphere located above the intersegmental plane; S6-II: margin sphere extended below the intersegmental plane; S6-III: margin sphere involved main trunks of the lower lobe (e.g., A7-10 or B7-10). A7-10: basal segmental artery; B7-10: basal segmental bronchus; S6: superior segment; S6c: subsegment-based S6 resection, including combined resection of S6 or mono subsegment of S6 plus adjacent subsegments, such as resection of S6+8a or S6b+8a; S6n: segment-based S6 resection, including mono S6 segmentectomy and extended S6 segmentectomy. AAH, atypical adenomatous hyperplasia; AIS, adenocarcinoma in situ; IAC, invasive adenocarcinoma; MIA, minimally invasive adenocarcinoma.

Subanalysis of the S6-III group

Given that S6-III cases had the narrowest surgical margins, we further examined whether the surgical approach influenced margin outcomes by dividing them into S6n and S6c subgroups. In the S6n subgroup, the median surgical margin was 1.00 cm (IQR, 0.75 to 1.20 cm), the margin/diameter ratio was 1.11 (IQR, 0.71 to 1.50), and 32 cases (58.2%) had a margin/diameter ratio ≥1 (Table 3). While in the S6c subgroup, the median surgical margin was 0.90 cm (IQR, 0.57 to 1.02 cm), the margin/diameter ratio was 0.92 (IQR, 0.79 to 1.24), and 4 cases (50.0%) had a margin/diameter ratio ≥1 (Table 3). No statistically significant differences were observed in margin distance, margin/diameter ratio, and margin/diameter ratio ≥1 between the two subgroups (P>0.05) (Table 3).

Table 3

Comparison of surgical margin by operation plans in S6-III

Variables Total (n=63) S6n (n=55) S6c (n=8) Statistic P
Margin distance (cm) 1.00 (0.70, 1.20) 1.00 (0.75, 1.20) 0.90 (0.57, 1.02) Z=−1.14 0.25
Margin/diameter ratio 1.00 (0.73, 1.50) 1.11 (0.71, 1.50) 0.92 (0.79, 1.24) Z=−0.53 0.60
Margin/diameter ratio ≥1 χ2=0.00 0.96
   Yes 36 (57.1) 32 (58.2) 4 (50.0)
   No 27 (42.9) 23 (41.8) 4 (50.0)

Data are presented as median (1st quartile, 3rd quartile) or n (%). Z: Mann-Whitney test; χ2: Chi-squared test. S6-III: margin sphere involved main trunks of the lower lobe (e.g., A7-10 or B7-10). A7-10: basal segmental artery; B7-10: basal segmental bronchus; S6: superior segment; S6c: subsegment-based S6 resection, including combined resection of S6 or mono subsegment of S6 plus adjacent subsegments, such as resection of S6+8a or S6b+8a; S6n: segment-based S6 resection, including mono S6 segmentectomy and extended S6 segmentectomy.

Subanalysis of the S6-II group

Patients in S6-II were subdivided into S6-IIa and S6-IIb based on whether the margin sphere involved the main subsegmental structures of the basal segments (e.g., A8a or B8a). This subanalysis included 248 patients, with 173 (69.8%) in S6-IIa and 75 (30.2%) in S6-IIb (Table 4). Significant differences between the two groups were observed in depth ratio, surgery, margin distance, margin distance ≥2 cm, margin/diameter ratio, and margin/diameter ratio ≥1 (P<0.001) (Table 4). Compared to S6-IIa, S6-IIb had a higher proportion of the middle region (70.7% vs. 29.5%) and a lower proportion of the outer region (29.3% vs. 70.5%) in the depth ratio. For surgical methods, in S6-IIa, 165 cases (95.4%) underwent S6n, and only 8 cases (4.6%) underwent S6c. While in S6-IIb, 42 cases (56.0%) underwent S6n, and 33 cases (44.0%) underwent S6c. S6-IIa had a higher median margin [2.00 cm (IQR, 1.50 to 2.50 cm)] compared to S6-IIb [1.40 cm (IQR, 0.80 to 1.75 cm)]. Similarly, the median margin/diameter ratio was higher in S6-IIa [2.00 (IQR, 1.54 to 2.67)] than in S6-IIb [1.30 (IQR, 0.75 to 2.00)]. In S6-IIa, 101 cases (58.4%) have a margin distance ≥2 cm, which is higher than the 18 cases (24.0%) in S6-IIb. Furthermore, 165 cases (95.4%) in S6-IIa have a margin/diameter ratio ≥1, compared to 48 cases (64.0%) in S6-IIb. No significant differences were found for side, CTR, histology, and tumor diameter (P>0.05) (Table 4).

Table 4

Subanalysis of S6-II

Variables Total (n=248) S6-IIa (n=173) S6-IIb (n=75) Statistic P
Side χ2=1.04 0.31
   Left 118 (47.6) 86 (49.7) 32 (42.7)
   Right 130 (52.4) 87 (50.3) 43 (57.3)
CTR χ2=0.25 0.62
   ≤50% 203 (81.8) 143 (82.7) 60 (80.0)
   >50% 45 (18.2) 30 (17.3) 15 (20.0)
Depth ratio χ2=36.45 <0.001
   Outer region 144 (58.1) 122 (70.5) 22 (29.3)
   Middle region 104 (41.9) 51 (29.5) 53 (70.7)
Surgery χ2=58.78 <0.001
   S6n 207 (83.5) 165 (95.4) 42 (56.0)
   S6c 41 (16.5) 8 (4.6) 33 (44.0)
Histology χ2=5.51 0.06
   AAH or AIS 48 (19.3) 38 (22.0) 10 (13.3)
   MIA 112 (45.2) 70 (40.4) 42 (56.0)
   IAC 88 (35.5) 65 (37.6) 23 (30.7)
Tumor diameter (cm) 1.00 (0.78, 1.20) 1.00 (0.70, 1.20) 1.00 (0.80, 1.20) Z=−0.71 0.48
Margin distance (cm) 1.80 (1.30, 2.20) 2.00 (1.50, 2.50) 1.40 (0.80, 1.75) Z=−6.38 <0.001
Margin distance ≥2 cm χ2=24.78 <0.001
   Yes 119 (48.0) 101 (58.4) 18 (24.0)
   No 129 (52.0) 72 (41.6) 57 (76.0)
Margin/diameter ratio 1.88 (1.25, 2.50) 2.00 (1.54, 2.67) 1.30 (0.75, 2.00) Z=−5.62 <0.001
Margin/diameter ratio ≥1 χ2=42.49 <0.001
   Yes 213 (85.9) 165 (95.4) 48 (64.0)
   No 35 (14.1) 8 (4.6) 27 (36.0)

Data are presented as n (%) or median (1st quartile, 3rd quartile). χ2: Chi-squared test; Z: Mann-Whitney test. S6-II: margin sphere extended below the intersegmental plane; S6-IIa: margin sphere did not involve main subsegmental structures of the basal segments (e.g., A8a or B8a); S6-IIb: margin sphere involved main subsegmental structures of the basal segments (e.g., A8a or B8a). A7-10: basal segmental artery; B7-10: basal segmental bronchus; S6: superior segment; S6c: subsegment-based S6 resection, including combined resection of S6 or mono subsegment of S6 plus adjacent subsegments, such as resection of S6+8a or S6b+8a; S6n: segment-based S6 resection, including mono S6 segmentectomy and extended S6 segmentectomy. AAH, atypical adenomatous hyperplasia; AIS, adenocarcinoma in situ; CTR, consolidation-to-tumor ratio; IAC, invasive adenocarcinoma; MIA, minimally invasive adenocarcinoma.

We further divided S6-IIb cases into two subgroups based on surgical methods: S6n and S6c (Table 5). In S6-IIb, the median surgical margin for S6c was 1.80 cm (IQR, 1.50 to 2.00 cm), higher than that of S6n [0.80 cm (IQR, 0.60 to 1.37 cm)] (P<0.001) (Table 5). Similarly, the median margin/diameter ratio was higher in S6c [1.88 (IQR, 1.25 to 2.50)] than that of S6n [0.80 (IQR, 0.62 to 1.40)] (P<0.001). Among the 33 cases undergoing S6c, 16 (48.5%) had a margin distance ≥2 cm, and 31 (93.9%) had a margin/diameter ratio ≥1. In contrast, among the S6n cases, only 2 (4.8%) had a margin distance ≥2 cm, and 17 (40.5%) had a margin/diameter ratio ≥1. The differences between the two groups were statistically significant (P<0.001) (Table 5).

Table 5

Comparison of surgical margin by operation plans in S6-IIb

Variables Total (n=75) S6n (n=42) S6c (n=33) Statistic P
Margin distance (cm) 1.40 (0.80, 1.75) 0.80 (0.60, 1.37) 1.80 (1.50, 2.00) Z=−5.84 <0.001
Margin distance ≥2 cm χ2=19.37 <0.001
   Yes 18 (24.0) 2 (4.8) 16 (48.5)
   No 57 (76.0) 40 (95.2) 17 (51.5)
Margin/diameter ratio 1.30 (0.75, 2.00) 0.80 (0.62, 1.40) 1.88 (1.25, 2.50) Z=−4.73 <0.001
Margin/diameter ratio ≥1 χ2=22.93 <0.001
   Yes 48 (64.0) 17 (40.5) 31 (93.9)
   No 27 (36.0) 25 (59.5) 2 (6.1)

Data are presented as median (1st quartile, 3rd quartile) or n (%). Z: Mann-Whitney test; χ2: Chi-squared test. S6-IIb: margin sphere involved main subsegmental structures of the basal segments (e.g., A8a or B8a). A7-10: basal segmental artery; B7-10: basal segmental bronchus; S6: superior segment; S6c: subsegment-based S6 resection, including combined resection of S6 or mono subsegment of S6 plus adjacent subsegments, such as resection of S6+8a or S6b+8a; S6n: segment-based S6 resection, including mono S6 segmentectomy and extended S6 segmentectomy.


Discussion

With the increasing use of sublobar resection for early-stage lung cancer, the optimal surgical margin has become a key clinical concern. The JCOG0802 trial required a margin distance ≥2 cm or a margin/diameter ratio ≥1 for eligibility; patients who did not meet these criteria or had positive margins were excluded (4). The supplementary analysis further confirmed that a margin/diameter ratio <1 was an independent risk factor for LR after segmentectomy (5). In contrast, the JCOG0804 trial suggested that for tumors ≤2 cm in diameter and with a CTR ≤0.25, a margin ≥5 mm was sufficient (25). A narrative review focused on surgical margin in sublobar resection identified six studies that examined the association between the margin/diameter ratio and postoperative recurrence, most of which indicated that the ratio <1 was a significant predictor of recurrence or reduced survival (26). Based on these studies, we included variables such as margin distance, margin/diameter ratio, margin distance ≥2 cm, and margin/diameter ratio ≥1 to evaluate the adequacy of the surgical margin.

Among the three groups, S6-I showed significantly larger surgical margins than S6-II and S6-III. This difference was likely due to the surgical method used. In S6-I, all cases had margin spheres located above the intersegmental plane. Most cases (385, 99.2%) underwent S6n, which is a straightforward segmental resection that often obtains a larger surgical margin. In S6-II, the surgical margin distances fell between those of S6-I and S6-III. In S6-III, the margin spheres were located deeper in 3D space and involved main trunks of the lower lobe. Notably, performing S6c in these cases did not yield better surgical margins than S6n. Therefore, for cases classified as S6-III, a thorough evaluation of factors including CTR, age, gender, general health status, and pulmonary function reserve is necessary to determine whether to perform lobectomy. The subanalysis of S6-II showed that cases in S6-IIa often had higher surgical margins compared to S6-IIb. Among the 173 cases in S6-IIa, 165 (95.4%) underwent S6n, and 8 (4.6%) underwent S6c. Moreover, 165 cases (95.4%) had a margin/diameter ratio ≥1, indicating that most cases met the surgical margin requirement. Therefore, we believe that when the tumor’s margin sphere extends beyond the intersegmental plane but does not involve main subsegmental structures of the basal segments, surgery can be planned in units of S6, such as S6 segmentectomy or extended S6 segmentectomy. Among the 75 cases in S6-IIb, 42 (56.0%) underwent S6n, 33 (44.0%) underwent S6c. Patients undergoing S6c had higher surgical margins compared to those undergoing S6n. Therefore, we believe that if the margin sphere extends beyond the intersegmental plane and involves main subsegmental structures of the basal segments, surgery should be planned by subsegment to ensure sufficient surgical margins. For example, performing S6c, such as resection of S6+8a, may be necessary.

Our study revealed statistically significant differences in depth ratio across all spatial groups, indicating that this parameter may serve as an auxiliary indicator for spatial classification and, indirectly, for surgical planning. Among the 395 cases in the outer region, 251 (63.5%) were classified as S6-I, 122 (30.9%) as S6-IIa, and only 22 (5.6%) as S6-IIb, with no cases belonging to S6-III. Therefore, for most tumors located in the outer region, performing S6n is sufficient to achieve an adequate surgical margin. Among the 282 cases in the middle region, 137 (48.6%) were S6-I, 51 (18.1%) were S6-IIa, 53 (18.8%) were S6-IIb, and 41 (14.5%) were S6-III. All 22 cases in the inner region belonged to S6-III. Consequently, tumors located in the middle or inner regions often have margin spheres involving more anatomical structures. In such cases, performing S6c or even lobectomy may be necessary to obtain an adequate surgical margin.

This study presents a new spatial classification system using 3D reconstruction technology to evaluate the surgical margin in S6 segmentectomy for early-stage NSCLC. Our key findings demonstrate that the spatial relationship between the tumor margin sphere and adjacent anatomical structures significantly influences the surgical margin. Specifically, our analysis showed that the S6-III group exhibited the smallest margin distances, often failing to meet the recommended threshold of a margin/diameter ratio ≥1, whereas the S6-I group consistently achieved sufficient surgical margins. These results highlight the critical role of preoperative 3D reconstruction in optimizing surgical strategies for sublobar resection.

Our findings align with prior researches which emphasized the technical challenges of segmentectomy. Specifically, the JCOG0802 and CALGB140503 trials established the non-inferiority of segmentectomy to lobectomy in OS and RFS, but noted higher LR rates, partly attributable to insufficient surgical margins (3,4). For instance, both Jones et al. and the supplementary analysis of JCOG0802 identified inadequate surgical margins in S6 segmentectomies (5,7), consistent with our observations in the S6-III and S6-IIb groups. The spatial classification system proposed here extends these insights by quantifying how tumor location relative to adjacent anatomical structures influences margin outcomes. For example, the S6-IIb subgroup, in which the margin sphere involved main subsegmental structures of the basal segments, required S6c to achieve adequate surgical margins.

Several anatomical variations inherent to pulmonary structures likely influence the outcomes of our study. First, notable differences exist in bronchial angles and segmental distribution between the upper and lower lobes. The angles between the bronchi in the upper lobe are often larger and display a radial distribution, which comparatively facilitates surgical planning for combined segmentectomy or subsegmentectomy. In contrast, the angles between the bronchi in the lower lobe are relatively smaller and exhibit converging patterns, which make surgical planning for combined segmentectomy or subsegmentectomy more challenging. Consequently, compared to the upper lobe, a greater number of segments or subsegments are often required for resection in the lower lobe to achieve sufficient surgical margins. Additionally, the subsuperior segment (S*), an atypical segment of the lower lobe, can affect the anatomical recognition and naming of the remaining segments in the lower lobe, thus influencing surgical planning. Zhou et al. (27) conducted the first large-sample research on the prevalence and anatomical features of S*. They found that the incidence of S* was approximately 32.04%, with various anatomical types. The volume of S* was smaller than other segments of the lower lobe, and it was closer in size to a subsegment. Therefore, in our study, we considered S* as an independent subsegment structure between the superior and basal segments. If the surgical margin sphere involves main trunks of S* (A* or B*), it is classified into the S6-IIb group and requires resection of S6 plus S* to ensure an adequate surgical margin. Moreover, venous variations are frequently observed in the S6 segment. Specifically, The First Affiliated Hospital of Nanjing Medical University has previously studied the prevalence, reflux patterns, and clinical significance of V6 (13,28). The reflux patterns and variations in the intersegmental veins (V6b2, V6b3, V6c) often lead to changes in the intersegmental plane, which also affect surgical planning. Furthermore, some intersegmental veins were not visible in the 3D-CTBA images of this study. In such instances, the intersegmental plane could only be predicted based on the anatomical distribution of arteries and bronchi. Therefore, we plan to further investigate the impact of different anatomical variations on S6 surgical planning in future studies.

Several limitations of this study should be acknowledged. First, the retrospective design may introduce selection bias, despite rigorous inclusion criteria. Second, the single-center cohort and relatively small sample size (e.g., S6-III, n=63) limit generalizability. Third, although 3D reconstruction with “InferVision” software provides precise anatomical mapping, its reliance on CT image quality and equipment requires validation across multiple centers. Future prospective studies should focus on standardizing 3D-based classification and evaluating its impact on long-term outcomes, such as RFS and DFS.


Conclusions

This study establishes a 3D-driven spatial classification system that effectively stratifies surgical margin risk in S6 segmentectomies. By identifying cases requiring subsegment-based resections or lobectomies, this system enhances the accuracy and safety of precision surgery for S6 NSCLC.


Acknowledgments

The authors thank all the study participants, research staff, and students who participated in this study and greatly appreciate the assistance of the AME Thoracic Surgery Collaborative Group and associated organizations.


Footnote

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2401/rc

Data Sharing Statement: Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2401/dss

Peer Review File: Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2401/prf

Funding: This study was supported by the National Science Foundation of China (No. 62471122).

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-aw-2401/coif). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study protocol was approved by the Ethics Review Board of The First Affiliated Hospital of Nanjing Medical University (No. 2025-SR-1172), and individual consent for this retrospective analysis was waived.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Yang Y, Ren Q, Wang Z, Wen W, Xu X, Zhu Q. Spatial classification of clinical T1a–bN0 non-small cell lung cancer in superior segment based on three-dimensional reconstruction: optimizing surgical margin and operative strategy. J Thorac Dis 2026;18(2):96. doi: 10.21037/jtd-2025-aw-2401

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