Postoperative management of lung transplant recipients
Introduction
Survival after lung transplantation is inferior to that of other solid organ transplants. Although short-term (30-day and 1-year) survival have improved steadily over recent eras, 5-year survival has not changed significantly in the two eras from 1999–2008 and 2009–2015 (1). Improvement in short-term survival is likely a result of both improved surgical techniques and better management in the immediate post-operative period. The most common causes of death in the first 30 days after transplant are graft failure, accounting for 24.3% of deaths, and infection, accounting for 19.2% of deaths (1). Chronic lung allograft dysfunction (CLAD) remains the leading cause of death after the first year post lung transplantation. This article will review the early postoperative complications following lung transplantation including primary graft dysfunction (PGD), arrhythmias, infection, and non-pulmonary organ failure.
Early management of the lung allograft
PGD
PGD is a form of lung injury that occurs early after lung transplant and is characterized by diffuse alveolar infiltrates on chest radiograph and hypoxemia. In 2005, the International Society for Heart and Lung Transplantation (ISHLT) standardized the definition of PGD and developed a classification system. This classification was recently updated in 2016 (2). PGD severity is graded from 0 to 3 based on the presence of radiographic lung infiltrates and the ratio of alveolar oxygenation (PaO2) to fraction of inspired oxygen (FiO2) as shown in Table 1. The 2016 update allows oxygen saturation (SaO2) to be substituted if PaO2 is not available. The need for extracorporeal membrane oxygenation (ECMO) with pulmonary edema on X-ray is considered grade 3. For patients on ECMO without pulmonary edema, PGD is ungradable. Patients on mechanical ventilation and requiring nitric oxide are graded based on the standard classification. PGD timing starts at the point of the reperfusion of the second lung (T0), and grading is recommended at 24, 48, and 72 hours.
Full table
The incidence of PGD grade 3 at any point during the first 72 hours is reported to be approximately 30 percent. The development of PGD is associated with poor short-term and long-term outcomes. PGD is associated with increased 30- and 90-day mortality as well as worse survival after 1 year (3,4). It is also a major risk factor for the development of bronchiolitis obliterans syndrome (BOS), the most common form of CLAD (4-6). Although PGD grades 1 and 2 have been associated with increased mortality and development of BOS, PGD grade 3 is more strongly associated with worse outcomes (5,6).
A number of risk factors for the development of PGD have been identified, including donor and recipient characteristics as well as intra-operative factors. Modification of risk factors, when possible, may help to prevent PGD. For example, allografts from donors with current or former smoking exposure increase PGD risk (7). However, while use of donors with smoking exposure leads to worse outcomes, complete avoidance of such donor lungs would increase waitlist mortality (8). Therefore, limiting use of lungs from donors with smoking exposure to lower risk recipients may help to decrease the risk for PGD. Undersized lung allografts have also been shown to be associated with a higher risk of PGD (9). Therefore, attention to size matching may help to minimize risk of PGD. Body mass index (BMI) is an important modifiable recipient risk factor. Overweight and obesity have both been associated with risk of PGD (7,10). Thus, weight loss should be stressed in potential lung transplant candidates who are overweight.
Treatment for PGD is mainly supportive, including use of lung-protective strategy with low tidal volume ventilation and a restrictive fluid strategy based on evidence extrapolated from management of acute respiratory distress syndrome. Currey et al. demonstrated that grade of PGD was lower after introduction of a respiratory and hemodynamic management guideline which targeted a central venous pressure less than or equal to 7 and a tidal volume of 6 mL/kg in patients with hypoxemia (11). Although inhaled nitric oxide (iNO) is not effective for preventing the development of PGD (12), it may help improve oxygenation in patients with severe hypoxemia (13,14). ECMO has also been used in patients with severe PGD when gas exchange is inadequate with mechanical ventilation alone. In addition, utilization of early ECMO to limit sedation, neuromuscular blockade, and ventilator-induced lung injury has the potential to improve outcomes in patients with severe PGD. Analysis of data from the Extracorporeal Life Support Organization (ELSO) registry found that 151 post lung transplant patients were on either venovenous or venoarterial ECMO for PGD, and hospital survival was only 42% (15). In a more recent single center report of patients who required ECMO for PGD, survival was 82% at 30 days and 64% at one year, but maximum FEV1 post transplant was significantly worse in patients who required ECMO compared with those who did not (16).
Mechanical ventilation
There is increasing evidence for the beneficial effects of low tidal volume ventilation in patients without acute respiratory distress syndrome (17). There are no large, multicenter trials to guide ventilator management following lung transplantation, and an international survey aimed to assess mechanical ventilation practices after lung transplant demonstrated wide variation in practices (18). Although low tidal ventilation (6 mL/kg of predicted body weight) was the preferred strategy, tidal volume was most commonly determined by recipient characteristics. In fact, donor characteristics were frequently not even known by the team managing the ventilator. Oversized allografts are associated with a decreased risk of PGD grade 3 (19), which may be because oversized allografts are ventilated with smaller tidal volumes in mL/kg-donor-predicted body weights compared with undersized allografts (20). The optimal method to increase oxygenation post lung transplantation is also unclear. High FiO2 has potential toxicity, but the maximum acceptable PEEP is also unclear. It is therefore unknown whether minimizing FiO2 versus PEEP is the better strategy. In patients undergoing single lung transplant, the native lung disease can also affect decisions regarding mechanical ventilation. Ventilation strategies for interstitial lung disease differ than those for emphysema given the risk of native lung hyperinflation in single lung transplants for emphysema.
Fluid management
Postoperatively, transplanted lungs have varying degrees of pulmonary edema as a result of increased vascular permeability and severed lymphatic drainage (21). Therefore, a fluid restrictive management strategy may be useful in limiting pulmonary edema. At the same time, fluid resuscitation may be necessary to maintain an adequate blood pressure and optimized organ perfusion. Common causes of hypotension in the postoperative period include systemic inflammatory response syndrome as a result of the surgery or use of cardiopulmonary bypass, medication-induced hypotension, hemorrhage, tamponade, and heart failure (22).
Infectious complications
Timing is a major factor in the development of infections after lung transplantation. In the first 30 days after transplant, infections are the second leading cause of death (accounting for 19.2% of deaths in the first 30 days), whereas from 30 days to 1 year after transplant, infections are the leading cause of death (1). Types of infections are also time dependent with nosocomial infections being more common early after transplant.
Bacterial pneumonia is the most frequent infectious complication following lung transplantation (23). Early episodes of pneumonia are often caused by microorganisms cultured from donor lungs (24), but nosocomial infections are also common. The highest risk of pneumonia occurs in the first 30 days after transplantation and risk decreases after 6 months (25) Bloodstream infections are also common, affecting approximately 10% of patients in one series (26) and was associated with 25% mortality at 28 days in another series (27). Pseudomonas aeruginosa and Staphylococcus aureus were the most common organisms isolated (27). Cultures from blood, urine, and sputum should be obtained early in an infectious workup. Antibiotic coverage should initially be broad, including coverage for organisms isolated from donor lungs, then tapered based on isolated pathogens and results of susceptibility testing. Patients with chronic infections, such as patients with cystic fibrosis, should receive antibiotics based on pre-transplant cultures and sensitivities.
Viral infections are uncommon in the immediate postoperative period. Cytomegalovirus (CMV) infection is a frequently encountered viral infection in lung transplant patients; however, mortality directly related to CMV disease is rare in the modern era (1). The risk of CMV infection is influenced by the immune status of the donor and recipient and the use of lymphocyte-depletion therapy. Antiviral prophylaxis, generally with IV ganciclovir followed by oral valganciclovir, reduces CMV disease and infection (28), and CMV prophylaxis is generally started in the immediate postoperative period.
Fungal infections are common in lung transplant recipients and are associated with significant morbidity and mortality. The majority of invasive fungal infections occur more than 90 days after transplantation, particularly within the first 3 to 12 months (29). The incidence of invasive fungal infection in lung transplant patients was found to be 8.6% in the first year with invasive Aspergillus being the most frequent fungal pathogen and Candida being the second most common (30). Candida species are responsible for most infections that occur in the first month post transplant, while the majority of fungal infections from 1 to 6 months post transplant are due to Aspergillus species (31). There is no widely accepted optimal method for prevention of fungal infections. However, the majority of transplant centers use antifungal prophylaxis, though prophylactic strategy includes both a universal approach and a targeted approach to selected patients (32,33). Antifungal agents used for prophylaxis include itraconazole, fluconazole, inhaled amphotericin B, voriconazole, micafungin, and caspofungin (31).
Atrial arrhythmias
Atrial arrhythmias including atrial fibrillation, atrial tachycardia, and atrial flutter are common after lung transplantation. They occur in 19–46% of patients in the early postoperative period (34-39) with a peak onset between 2 and 7 days after transplant (40-42). Risk factors for early postoperative atrial tachyarryhthmias include age, history of pretransplant atrial tachyarrhythmia, male gender, hypertension, hyperlipidemia, coronary artery disease, left atrial enlargement, pulmonary fibrosis, and postoperative vasopressor use (34,35,39-43). The impact of pulmonary artery pressures and type of transplant (single versus double) remain controversial (36).
Potential mechanisms of early postoperative atrial tachyarrhythmia include operative trauma with systemic inflammation and pericarditis, fluid shifts, electrolyte abnormalities, autonomic triggers, and hemodynamic changes (36). Additionally, arrhythmogenesis from the remnant recipient left atrial and pulmonic vein tissue may be a major source of atrial arrhythmia following lung transplantation (34).
Atrial tachyarrhythmias may have a significant impact on post-transplant outcomes. Studies have shown an average increase in post-transplant length of stay of 8–10 days in patients with atrial arrhythmias (37,39). Individual studies have reached mixed conclusions regarding the impact of atrial arrhythmias on mortality after lung transplantation. However, two recent meta-analyses have shown an increase in mortality in patients with atrial arrhythmia following lung transplantation. Waldon et al. showed a higher odds of perioperative mortality (OR: 2.70; 95% CI: 1.73–4.19, P<0.001) (37). Similarly, Fan et al. showed an association between postoperative atrial arrhythmia and lower overall survival (OR: 1.72; 95% CI: 1.39–2.12, P<0.001) (39). It is important to note that atrial arrhythmias may not play a causative role in increased mortality. They may in fact be markers of contributions of increased age, comorbidities, and perioperative complications.
There are no well-established guidelines for prevention and management of atrial arrhythmias following lung transplantation. Attention should be given to fluid management with a focus on avoidance of volume overload. Early postoperative initiation of beta blockers in hemodynamically stable patients, especially those with preoperative atrial arrhythmia or beta blocker use, should be considered. When atrial arrhythmias occur, our center favors an initial trial of rate control with beta blocker or calcium channel blocker. If patients are hemodynamically unstable, cardioversion is performed. Rhythm control with cardioversion or medications such as amiodarone is considered when rate control is ineffective. In patients with persistent or recurrent atrial arrhythmias, we initiate anticoagulation within 24–48 hours as long as there are no concerns for surgical bleeding. Optimal duration of antiarrhythmic drugs and anticoagulation is not well-defined. We favor limiting duration of antiarrhythmic therapy to 4–6 weeks in patients without pretransplant atrial arrhythmia. We also limit use of anticoagulation in patients with new onset atrial arrhythmia, especially if the arrhythmia is transient and normal sinus rhythm is maintained. In patients with persistent or recurrent arrhythmias or pretransplant arrhythmia, longer-term anticoagulation may be necessary.
Neurologic complications
Neurologic complications are common early after lung transplantation. In a single center retrospective review of 700 lung transplant recipients, 9.2% of patients developed major neurologic complications within 2 weeks after transplantation (44). Stroke (41%) and severe metabolic encephalopathy were the most common complications. Patients with neurologic complications had higher 90-day mortality when compared with patients without neurologic complications (15% versus 4%, P=0.03). Multivariate analysis showed age, coronary artery disease, prolonged cardiopulmonary bypass, and PGD were risk factors for death associated with neurologic complications, suggesting neurologic complications may be a surrogate for a worse postoperative course. These findings highlight the importance of close neurologic monitoring as an important component of post transplantation management. Attention should also focus on minimization of excess sedation and management of medication side effects, drug interactions, and sleep cycles.
Severe hyperammonemia occurs in the first 2 weeks after transplant in approximately 1% of lung transplant recipients (45). Symptoms may include somnolence, lethargy, confusion, or agitation. Mortality has been reported to be as high as 75% in small case series (45). Early clinical recognition of symptoms and confirmation of diagnosis with plasma ammonia levels are imperative for early intervention. Treatment consists of early initiation of aggressive hemodialysis with high intensity and frequency. Less efficient modes of dialysis are ineffective at lowering ammonia levels. Other treatments include reduction of immunosuppression, protein restriction, bowel decontamination, and other agents aimed at activating alternative nitrogen pathways. More recently, reports have suggested a link between urea-splitting organisms and hyperammonemia (46,47). For this reason, we favor empiric addition of a fluoroquinolone and macrolide to cover such organisms. In our experience, the above interventions have resulted in lower mortality compared with reported cases.
Conclusions
Despite improvements in perioperative management of lung transplant recipients, significant complications may arise in the early post transplant period. PGD is common and requires high-quality supportive care, appropriate fluid and ventilator management, and early consideration of ECMO support when appropriate. Infectious complications, atrial arrhythmias, and neurologic complications are also common and require vigilance by the care team to ensure early detection and intervention. Given the lack of clinical trial data and multicenter center studies, early post transplant management varies amongst transplant centers and practitioners.
Acknowledgments
None.
Footnote
Conflicts of Interest: The authors have no conflicts of interest to declare.
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