Predictive value of radiological features on spread through air space in stage cIA lung adenocarcinoma
Original Article

Predictive value of radiological features on spread through air space in stage cIA lung adenocarcinoma

Zhenrong Zhang1, Zhan Liu2, Hongxiang Feng1, Fei Xiao1, Weipeng Shao2, Chaoyang Liang1, Hongliang Sun3, Xinlei Gu4, Deruo Liu1

1Department of General Thoracic Surgery, China-Japan Friendship Hospital, Beijing, China;2Department of General Thoracic Surgery, China-Japan Friendship Hospital, Peking University China-Japan Friendship School of Clinical Medicine, Beijing, China;3Department of Radiology, China-Japan Friendship Hospital, Beijing, China;4Department of Thoracic Surgery, Peking University International Hospital, Beijing, China

Contributions: (I) Conception and design: Z Zhang, D Liu; (II) Administrative support: Z Zhang, C Liang, D Liu; (III) Provision of study materials or patients: Z Zhang, H Feng, F Xiao, H Sun; (IV) Collection and assembly of data: Z Zhang, Z Liu, W Shao, H Sun, X Gu; (V) Data analysis and interpretation: Z Zhang, Z Liu; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Zhenrong Zhang; Deruo Liu. Department of General Thoracic Surgery, China-Japan Friendship Hospital, No. 2 Yinghua East Road, Chaoyang District, Beijing 100029, China. Email: doctor_zzr@126.com; deruoliu@vip.sina.com.

Background: Spread through air space (STAS) is a risk factor for disease recurrence in patients with stage IA lung adenocarcinoma (LUAD) who undergo limited resection. Preoperative prediction of STAS could help intraoperative surgical decision-making in small LUAD patients. The aim of the study was to evaluate the predictive value of radiological features on STAS in stage cIA LUAD.

Methods: A case-control study was designed through retrospective analysis of the radiological features of patients who underwent curative surgery for LUAD with a clinical tumor size ≤3 cm. Univariable and multivariable analyses were used to identify the independent risk factors for STAS. The predicted probability of STAS was calculated by a specific formula. Receiver operating characteristic (ROC) curves were used to determine a cut-off value with appropriate specificity while maintaining high sensitivity for STAS positivity.

Results: STAS was frequently observed in acinar predominant (P<0.001), micropapillary predominant (P<0.001) and solid predominant (P<0.001) tumors and was significantly associated with larger pT size (P<0.001), presence of micropapillary component (P<0.001), lymphovascular invasion (LVI) (P<0.001), visceral pleura invasion (VPI) (P<0.001), both N1 and N2 lymph node metastasis (P<0.001) and ALK rearrangement (P<0.001). STAS-positivity was significantly associated with the presence of cavitation (P=0.047), lobulation (P=0.009), air bronchogram (P<0.001), and vascular convergence (P=0.016) and was also associated with greater maximum tumor diameter (P<0.001), maximum solid component diameter (P<0.001), maximum tumor area (P<0.001), consolidation/tumor ratio (CTR) (P<0.001), tumor disappearance ratio (TDR) (P<0.001) and computed tomography (CT) value (P<0.001). Multivariable analysis showed that STAS was associated with air bronchogram (P=0.042), maximum tumor diameter (P=0.015), maximum solid component diameter (P=0.022) and CTR (P<0.001). The ROC curve showed that the area under the curve (AUC) was 0.726 in the model for predicting STAS, with a sensitivity and specificity of 95.2% and 36.8%, respectively.

Conclusions: STAS-positive LUAD was associated with air bronchogram, maximum tumor diameter, maximum solid component diameter and CTR. These radiological features could predict STAS with excellent sensitivity but inferior specificity.

Keywords: Radiology; spread through air space (STAS); lung adenocarcinoma (LUAD)


Submitted May 01, 2020. Accepted for publication Oct 10, 2020.

doi: 10.21037/jtd-20-1820


Introduction

Lung cancer has been reported as the leading cause of cancer morbidity and mortality worldwide (1,2), and lung adenocarcinoma (LUAD) is the most common histological type of lung cancer (2). With the discovery that low-dose computed tomography (LDCT) screening could lead to a reduction of 20% mortality in high-risk patients (3), worldwide implementation of computed tomography (CT) has resulted in a drastic increase in the detection of small lung cancer patients, especially those presenting with ground glass nodules (GGNs) (4).

Lobectomy has been accepted as the standard surgical procedure in early-stage lung cancer after the Lung Cancer Study Group showed a preference for lobectomy rather than sublobar resection (5). Several studies have reported favorable results with sublobectomy in GGN-predominant patients (6-8). Two ongoing randomized, phase III trials (JCOG0802/WJOG4607L and CALGB140503) of lobectomy versus limited resection (i.e., segmentectomy) for small lung cancer will provide updated robust evidence regarding the preferred surgical procedures for invasive peripheral lung cancers (predominantly solid predominant nodules on chest CT) (9,10).

In 2015, the World Health Organization (WHO) classification of lung cancer proposed the concept of spread through air spaces (STAS) as a new indicator of the pattern of invasion in LUAD (11). Since then, many studies have reported that STAS is a risk factor for disease recurrence in patients with stage I LUAD who underwent limited resection (12,13). It was also associated with significantly reduced overall and recurrence-free survival (14). It was suggested that lobectomy should still be preferred if STAS was recognized, and postoperative chemotherapy should be considered in these cases (12). The prediction of STAS preoperatively without histologic confirmation could help intraoperative surgical decision-making in small LUAD patients, especially in those with radiological features such as GGN.

The objective of this retrospective study was to investigate the association between radiological features and STAS. We present the following article in accordance with the STROBE reporting checklist (available at http://dx.doi.org/10.21037/jtd-20-1820).


Methods

A retrospective case-control study was carried out between January 2017 and December 2018 in a single academic thoracic surgery center at the China-Japan Friendship Hospital, Beijing, China. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the institutional ethics board of China-Japan Friendship Hospital (No. 2018-13-K08), and individual consent for this retrospective analysis was waived.

Study population

As a result, 762 consecutive patients who underwent curative surgery for LUAD with a clinical tumor size ≤3 cm were enrolled. Only clinical T1a-cN0M0 patients were included. Patients were excluded from the study cohort if one of the following criteria was met: history of previous lung operation, other histological type such as squamous cell carcinoma or small cell lung cancer, metastatic LUAD, multiple lung nodules, specific variants of adenocarcinoma such as fetal or enteric adenocarcinoma, or previous neoadjuvant antitumor therapy. All patients were staged according to the eighth edition of the tumor-node-metastasis classification proposed by the IASLC Lung Cancer Staging Project (15).

Clinicopathological characteristics

All patients’ medical records and postoperative pathology reports were reviewed. The clinicopathological characteristics, including age at surgery, sex, smoking status, preoperative serum carcinoembryonic antigen (CEA) level, type of surgical procedure, histological subtype (WHO classification 2015), tumor size, lymph node metastasis, pathologic tumor-node-metastasis stage, visceral pleura invasion (VPI), lymphovascular invasion (LVI) and genetic alteration information, were examined. Two experienced pathologists who were blinded to the patients’ clinical outcomes reviewed the hematoxylin and eosin (H&E)-stained tissue sections. Consensus was reached through discussion in cases of disagreement; otherwise, a senior pathologist was required to re-evaluate the CT images. According to the 2015 WHO classification of lung cancer, STAS was defined as pathological micropapillary clusters separated from the main tumor, solid nests separated from the main tumor or single cells beyond the edge of the tumor (11).

Radiological characteristics

Radiological data including tumor location (left or right side, peripheral or central), maximum tumor diameter on the lung window, maximum solid component diameter on the lung window, consolidation/tumor ratio (CTR), maximum tumor area on the lung window, maximum tumor diameter on the mediastinal window, tumor disappearance ratio (TDR) and CT value on high-resolution computed tomography (HRCT) were collected. Other CT features, such as notch, spiculation, pleural indentation, cavitation, vascular convergence and air bronchogram, were also evaluated.

All enrolled patients underwent HRCT within 2 weeks preoperatively. HRCT was performed with the patient in the supine position during inspiratory breath-hold using various multidetector row scanners: Aqui-lion 4 (TOSHIBA Corporation, Tokyo, Japan), SOMA-TOM Plus4 Volume Zoom (SIEMENS, Munich, Germany), Brilliance CT (Philips, Amsterdam, the Netherlands). The imaging parameters were as follows: tube voltage, 120 kVp; tube current, 100–150 mA; detector collimation, 0.625–1.5 mm; beam pitch, 1.375–1.5.

Two experienced radiologists who were blinded to the patients’ clinicopathological features reviewed the chest CT images independently. Consensus was reached through discussion in case of disagreement; otherwise, a senior radiologist was required to re-evaluate the CT images. The measurement data were all measured on the cross-sectional images of the chest CT in picture archiving and communication systems (PACS) (lung window setting: width, 1,500 HU and level, –600 HU; mediastinal window setting: width, 350 HU and level, 40 HU) three times, and the average value was taken. The Auto Contour software in the workstation was used to draw the boundaries of the lesions on the CT images of the lung window and the mediastinal window. During the measurement, the influence of calcification, blood vessels, bronchi, and volume effect were avoided as much as possible, and then the maximum area and the CT value of the lesions were automatically generated by the computer. The CTR was defined as the proportion of the maximum consolidation (C) diameter divided by the maximum tumor (T) diameter on the lung window. The TDR was defined as (1 – the maximum cross-sectional area on mediastinal window/the maximum cross-sectional area on lung window) ×100%.


Results

Patient characteristics

From January 2017 to December 2018, 825 patients who underwent surgery for LUAD with a clinical tumor size ≤3 cm were enrolled; 63 patients were excluded from the study cohort because of a history of previous lung operation (n=12), metastatic LUAD (n=7), multiple lung nodules (n=40), or specific variants of adenocarcinoma, such as fetal or enteric adenocarcinoma (n=4). After exclusion, 762 patients (83 STAS-positive patients and 679 STAS-negative patients) were enrolled in this study (Figure 1).

Figure 1 Flow chart for the study population. LUAD, lung adenocarcinoma; STAS, spread through air space.

The patients’ baseline characteristics are summarized in Table 1. There were 276 men and 486 women with an average age of 59 years old in the cohort. A total of 595 patients underwent lobectomy, and sublobectomy (47 segmentectomies and 120 wedge resections) was performed in 167 patients. Lymph node dissection was performed in 664 patients, and 98 patients did not undergo lymph node dissection. This study enrolled 645 patients with invasive LUAD, 97 patients with microinvasive adenocarcinoma (MIA) and 20 patients with adenocarcinoma in situ (AIS). Of the invasive LUADs, most cases were acinar predominant (361, 47.4%), followed by lepidic predominant (163, 21.4%) and papillary predominant (40, 5.2%). Micropapillary components were pathologically detected in 161 cases. N1 and N2 lymph node involvement occurred in 63 and 52 cases, respectively. A total of 584 patients received molecular tests, such as EGFR, ALK and ROS1. A total of 343 (343/584) patients harbored EGFR mutations, 11 (11/501) had ALK rearrangement and 5 (5/500) had ROS1 rearrangement.

Table 1
Table 1 Patient characteristics
Full table

STAS correlation with clinicopathological characteristics

STAS was frequently observed in acinar predominant (P<0.001), micropapillary predominant (P<0.001), and solid predominant (P<0.001) tumors. STAS was also significantly associated with larger pT size (P<0.001), presence of a micropapillary component (P<0.001), LVI (P<0.001), visceral pleural invasion (P<0.001) and both N1 and N2 lymph node metastasis (P<0.001). STAS was frequently observed in tumors with ALK rearrangement (P<0.001) but not in tumors with EGFR mutations (P=0.376). Furthermore, the characteristics of age, sex, CEA level, smoking status and type of surgical procedure were not significantly associated with STAS (Table 2).

Table 2
Table 2 STAS with clinicopathological characteristics
Full table

STAS with radiological features

Tumor STAS was observed in 83 cases (10.89%). STAS-positivity was significantly associated with the presence of several radiological features, including cavitation (P=0.047), lobulation (P=0.009), air bronchogram (P<0.001) and vascular convergence (P=0.016) (Table 3). STAS was also associated with greater maximum tumor diameter (P<0.001), maximum solid component diameter (P<0.001), cross-sectional area on the lung window (P<0.001), CTR (P<0.001), TDR (P<0.001) and CT value (P<0.001) (Figure 2).

Table 3
Table 3 STAS with radiological features
Full table
Figure 2 Representative CT images of the cases with and without STAS. (A) A 45-year-old female patient pathologically confirmed as LUAD with STAS-negative features. Chest CT showed a pure GGO in the middle lobe of the right lung; the maximum tumor diameter was 13 mm, and the CTR was 0; (B) a 59-year-old male patient with pathologically confirmed LUAD with STAS-positive features. Chest CT showed a solid nodule with air bronchogram in the upper lobe of the left lung. The maximum tumor diameter was 17 mm, and the CTR was 1. CT, computed tomography; STAS, spread through air space; LUAD, lung adenocarcinoma; GGO, ground glass opacity; CTR, consolidation/tumor ratio.

Logistic regression analysis and ROC curve

To predict STAS status with preoperative radiological features to help surgical decision-making intraoperatively, logistic regression analysis was first performed to detect risk factors for STAS. Multivariable analysis showed that STAS was associated with air bronchogram (OR =1.85, 95% CI: 1.02–3.34, P=0.042), maximum tumor diameter (OR =1.11, 95% CI: 1.02–1.22, P=0.015), maximum solid component diameter (OR =0.88, 95% CI: 0.79–0.98, P=0.022) and CTR (OR =48.73, 95% CI: 6.23–381.19, P<0.001) (Table 4). The Hosmer and Lemeshow test showed a P value of 0.515 (>0.05). The model coefficient P value was less than 0.001 in the omnibus tests. The predicted probability of STAS can be calculated by the following formula:

Table 4
Table 4 Multivariable analysis for the relationship between STAS and radiological features
Full table

Logit(P) = –4.944 + 0.615 × air bronchogram + 0.108 × maximum tumor diameter – 0.130 × maximum solid component diameter + 3.886 × CTR.

P = eLogit(P)/[1 + eLogit(P)]

ROC curves were used to determine the cut-off value that had appropriate specificity while maintaining high sensitivity for STAS positivity with the predicted probability generated by the formula above. The AUC was 0.726 with a P value of less than 0.001. The Youden index was 0.320, and the sensitivity and specificity were 95.2% and 36.8%, respectively (Figure 3).

Figure 3 ROC curve shows that the AUC of the model for predicting STAS was 0.726. ROC, receiver operating characteristic; AUC, area under the curve; STAS, spread through air space.

The association between STAS status and histological and genetic features was also analyzed with logistic regression analysis. STAS commonly presented with the presence of micropapillary components (OR =13.88, 95% CI: 7.28–26.47, P<0.001), LVI (OR =9.06, 95% CI: 2.40–34.17, P<0.001) and ALK rearrangement (OR =8.46, 95% CI: 1.46–49.26, P=0.009) (Table 5). There was no association between STAS status and other histological and genetic features, including visceral pleural invasion (P=0.056), pT size (P=0.055), EGFR (P=0.404) and ROS1 (P=0.859).

Table 5
Table 5 Multivariable analysis for the relationship between STAS and histological and genetic features
Full table

Discussion

STAS is a new indicator of invasion in LUAD proposed by the WHO in 2015; STAS features include pathological micropapillary clusters separated from the main tumor, solid nests separated from the main tumor or single cells beyond the edge of the tumor (11). As low-dose chest CT and HRCT are widely accepted, small lung cancers, especially lung cancers with GGN features, are increasingly being detected. Many studies have shown satisfactory outcomes after limited resection, such as segmentectomy or wedge resection (16-18). The National Comprehensive Cancer Network (NCCN) guidelines announced that sublobectomy could be an alternative to lobectomy in lung cancer patients when they meet at least one of the following criteria: pathologically confirmed AIS, GGN% >50% and radiological tumor doubling time ≥400 days (19). The two largest ongoing clinical trials verified the long-term outcome of sublobectomy compared with lobectomy (9,10).

Recently, a growing number of studies have reported STAS as a significant risk factor for prognosis in LUAD (13,20). Masai et al. reported that the presence of STAS is a significant risk factor for local recurrence in early-stage lung cancer after limited resection (13). Similarly, in Kadota and colleagues’ study, they observed that in patients with stage I LUAD with STAS, limited resection was associated with a higher risk of recurrence. However, in those without STAS, there was no significant difference in the risk of recurrence between lobectomy and limited resection (20). Therefore, the authors suggested that lobectomy should remain the standard treatment option for early-stage LUAD patients with STAS, and if findings suggestive of STAS are observed, additional resection, including conversion to lobectomy, should be considered for good-risk patients (13,20). However, most of the studies are retrospective studies at present, and further prospective studies are needed to identify the effect of STAS on surgical procedures in patients with stage IA LUAD.

Considering that STAS-positive patients who underwent limited resection had higher risks of recurrence and the presence of STAS suggests the presence of a potential positive surgical margin under limited resection (21), it is worth predicting the presence of STAS to help surgical decision-making preoperatively. Several studies have tried to predict STAS status with specific pathological features (22-24). However, highly experienced pathologists should be requested if precise intraoperative frozen diagnosis is needed. Therefore, to the methods for how to predict STAS using preoperative radiological features could have a significant clinical impact.

Previous studies have suggested that STAS could be associated with several radiologic features (22,25-27). Toyokawa et al. demonstrated that STAS was significantly associated with larger radiologic tumor diameter (P=0.008) and higher CTR (P<0.001) (22). Similarly, Kim and colleagues observed that the maximum diameter of the solid component, the presence of vascular convergence and the absence of air bronchogram were associated with STAS (25). With 726 patients under analysis, our results similarly showed that the presence of STAS was associated with maximum tumor diameter, maximum solid component diameter and CTR. In contrast to Kim and colleagues’ study, our study observed that the presence of air bronchograms was associated with STAS. Both univariate and multivariate analyses confirmed these results.

Different results have been achieved in terms of the association between the GGN component and STAS. Additionally, in Kim and colleagues’ study, no pure GGN was observed to be STAS positive (25). In other studies, STAS was pathologically confirmed in 5–11% pure GGN patients (26,27). In our study, STAS was observed in 2.42% (7/289) of pure GGN patients and in 10.62% (12/113) of GGN-predominant patients, which means that the choice of sublobectomy or lobectomy should be made not only on the presence of pure GGN but also on the combination of several radiological features. By combining radiological features that were associated with STAS, we tried to calculate the predicted probability of STAS in each patient. A ROC curve with an AUC of 0.726 was built; it had excellent sensitivity (95.2%) but inferior specificity (36.8%).

The features most often considered were the correlation between pathological characteristics and STAS. Toyokawa et al. observed that the pT size of the lesion was significantly associated with STAS. By analyzing a cohort of adenocarcinomas, their study demonstrated distinct correlations between STAS and larger tumor size (P=0.004), pleural invasion (P=0.027) and invasive behavior (P<0.001) (22). Our study showed that both a higher maximum tumor diameter and maximum solid component diameter were associated with the presence of STAS. The odds ratio of the CT finding “maximum solid component diameter” was 0.88 (0.79–0.98) by multivariable analysis for the relationship between STAS and radiological features. This odds ratio showed that the maximum solid component diameter had a negative correlation with the presence of STAS. A correlation tendency was also observed with pathological tumor size (P=0.055).

Recent studies have shown that LUAD with the presence of a micropapillary pattern is considered to have a more invasive mechanism (28,29). In a study presented by Lee and colleagues, the incidence of STAS was significantly higher in LUAD with micropapillary patterns, and STAS was suggested as a potential parameter for tumor aggressiveness (23). Similar results were observed in our study, and an obvious connection between micropapillary pattern and STAS was confirmed. Our study also found that STAS could also be accompanied by LVI, which was consistent with other studies (24). In this study, we found that STAS had a significant association with LVI. These results showed that STAS may be one of the invasive mechanisms in LUAD with a micropapillary pattern and in LVI.

The correlation between genetic alteration and STAS was further analyzed in our study. Consistent with previous reported studies (14,20,23), STAS was confirmed to be strongly associated with ALK expression but negatively associated with EGFR mutation. In the abovementioned study (23), STAS was significantly associated with the absence of wild-type EGFR rather than EGFR mutations. In Warth and colleagues’ study, after analyzing 569 resected LUAD patients, STAS was associated with lower rates of EGFR mutation. In Kadota and colleagues’ study, STAS was more frequently identified in ALK-positive patients (P=0.020) than in ALK-negative patients (20).

This study has several limitations. First, this study was limited by its retrospective design. Second, all the included parameters, both radiological and pathological, could be influenced by subjectivity. Third, with this model, the predicted real positive rate (sensitivity) was acceptable (95.2%), but the predicted true negative rate was only 36.8%, which means that this model should be interpreted cautiously in the selection of candidates for limited resection, and this model should be verified in a larger population.

In conclusion, we verified that STAS positivity was commonly present in LUAD patients with micropapillary components, LVI and ALK rearrangement. In addition, we confirmed that STAS-positive LUAD was associated with air bronchogram, maximum tumor diameter, maximum solid component diameter and CTR. Our results suggest that STAS could be predicted with these radiological features with excellent sensitivity but inferior specificity.


Acknowledgments

Funding: None.


Footnote

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at http://dx.doi.org/10.21037/jtd-20-1820

Data Sharing Statement: Available at http://dx.doi.org/10.21037/jtd-20-1820

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/jtd-20-1820). DL serves as an unpaid editorial board member of Journal of Thoracic Disease from Nov 2016 to Oct 2020. The other authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the institutional ethics board of China-Japan Friendship Hospital (No. 2018-13-K08), and individual consent for this retrospective analysis was waived.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Zhang Z, Liu Z, Feng H, Xiao F, Shao W, Liang C, Sun H, Gu X, Liu D. Predictive value of radiological features on spread through air space in stage cIA lung adenocarcinoma. J Thorac Dis 2020;12(11):6494-6504. doi: 10.21037/jtd-20-1820

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