Tracheal resection and reconstruction for malignant disease
Review Article

Tracheal resection and reconstruction for malignant disease

Federico Rea, Andrea Zuin

Department of Cardio-Thoracic and Vascular Sciences, University of Padua, Padua, Italy

Contributions: (I) Conception and design: All authors; (II) Administrative support: All authors; (III) Provision of study materials or patients: All authors; (IV) Collection and assembly of data: All authors; (V) Data analysis and interpretation: All authors; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Federico Rea, MD. Department of Cardio-Thoracic and Vascular Sciences, University of Padua, Via N. Giustiniani 2, 35128 Padua, Italy. Email:

Abstract: Malignant tracheal neoplasms are rare diseases, mostly represented by squamous cell carcinoma (SCC) and adenoid cystic carcinoma (ACC). Symptoms presentation is often misleading and diagnosis may be delayed for months or years, so clinical suspicion plays a fundamental role. Corner stones in the diagnostic pathway are represented by rigid endoscopy and computed tomography (CT) scan, necessary to correctly stage the patients and identify the optimal surgical candidate. When appropriate, surgical resection and reconstruction is still the best opportunity to achieve a long-term survival with a good quality of life, but this kind of surgery is always a very challenging procedure and a wide experience with an in-depth knowledge of every technical detail, from selection of patient, to choice of surgical approach to reconstruction techniques, are needed and recommended.

Keywords: Tracheal cancer; tracheal resection; tracheal surgery; adenoid cystic carcinoma (ACC); squamous cell carcinoma (SCC)

Submitted Oct 03, 2015. Accepted for publication Dec 21, 2015.

doi: 10.3978/j.issn.2072-1439.2016.02.04


Primary neoplasms of trachea are rare and uncommon malignancies, that account for less than 0.01% of all tumours and for about 0.2% of respiratory malignant lesion, representing a low rate of all airway neoplasm deaths (1-3).

The most common histologic types are squamous cell carcinoma (SCC), representing about 50–66% of all tracheal tumours, and adenoid cystic carcinoma (ACC), accounting for 10–15% of them (4), with wide different percentages in many clinical and epidemiological series (5-8). Several malignant histologies, of different grade, have also been described, as mucoepidermoid carcinoma, non-squamous bronchogenic carcinoma, sarcoma, carcinoid tumours, melanomas (8,9).

Squamous cell carcinoma (SCC)

SCC usually originates from the membranous pars, with polypoid (Figure 1) or ulcerative morphology, more often in distal portion, with a peak incidence between the 6th and 7th decades. As pulmonary SCC, there is a heavy correlation with smoking habits. When local progression occurs, the tumour may infiltrate the surrounding tissue, as larynx, recurrent laryngeal nerves or esophagus, while paratracheal lymph nodes are often sites of loco-regional metastasis.

Figure 1 Endoscopic view of squamous cell carcinoma.

Reported 5- and 10-year survival rate is about 40–50% and 20–30%, respectively (7,10).

Adenoid cystic carcinoma (ACC)

ACC may present as a polypoid lesion (Figure 2) or show an infiltrating growth of the tracheal wall, more often in proximal portion, at submucosal and perineural level, along the whole circumference or in vertical extension at any level, with a peak incidence in the fifth decade. No smoking habits correlation has been found. Distant metastases can occur more frequently than in SCC, but often show a very low growth rate.

Figure 2 Endoscopic view of adenoid cystic carcinoma.

This peculiar way of tumour spreading requires a careful attention in frozen section examination of tracheal margins.

Reported 5- and 10-year survival rate is about 65–85% and 40–55%, respectively (7,10,11).

Secondary malignant tracheal involvement may also occur by direct extension from mediastinal tumours, as haematological disorders, neoplasms of other organs like larynx, esophagus, lung, thyroid, or from pathologic cervico-mediastinal lymph nodes invasion; moreover, trachea may be the site of metastatic diffusion from distant diseases.

Clinical aspects

Dyspnoea, cough, haemoptysis and shortness of breath on effort are very common presenting symptoms, however tracheal tumours may often be underestimate for months or years, especially in case of ACC, mucoepidermoid carcinoma or carcinoid, due to their silent and slow-growing features (12).

They are commonly misdiagnosed as asthma, but when the lumen progressively narrows, patient will develop dyspnoea at rest, hoarseness, wheezing, stridor, revealing an airway obstruction, that may rapidly become a life-threatening condition (13,14).

Other symptoms may be dysphonia from recurrent laryngeal nerve involvement, recurrent pulmonary infections from distal obstruction or dysphagia from esophageal invasion (15).

Diagnostic imaging

Standard chest radiography is often the first imaging study requested in patients with such respiratory symptoms, but signs of tracheal tumours, as obstruction of air column, can be identified in only 18–28% of affected patients (16).

Neck and chest computed tomography (CT) (Figure 3) is still the most accurate and useful method to evaluate the intra- and extra-luminal extension of disease, the depth of invasion, the involvement of adjacent organ and pathological lymph nodes, and the presence of distant or local metastasis (17).

Figure 3 CT presentation of adenoid cystic carcinoma.

Positron emission tomography (PET), as in lung cancer staging, may be helpful to detect local and distant metastasis and to better evaluate the real extension of neoplasm, particularly in SCC, related to its high metabolic activity (17).

Endoscopic evaluation

Tracheo-bronchial evaluation under general anesthesia with rigid and flexible endoscopy is the most useful test in diagnosing and evaluating tracheal neoplasms.

Endoscopy, that should be performed or attended by the first surgeon, allows to carefully evaluate the intraluminal extent of disease, the vocal cords condition, the length of normal trachea and airway diameter, the relationship with cricoid cartilage and carina and to confirm the histologic diagnosis (15,18).

Surgical treatment

Surgical tracheal resection, radiation therapy and endoscopic resection represent the most important treatment options in tracheal tumours, however complete surgical resection is still the best procedure to achieve a long-term survival in selected cases, where no contraindications have come to evidence (14).

Main contraindications to surgery are represented by an excessive length in tumour extension, that would not allow to perform a safe, tension-free anastomosis, presence of distant metastasis and the involvement of surrounding, not resectable, organs or tissues, severe comorbidities as, for example, active steroid use, not balanced diabetes mellitus or serious nutritional impairment (19).

Surgical approaches and incisions

The choice of way of access represents a fundamental step in surgical planning, where a wrong decision can make the procedure extremely difficult or impossible (20).

Several point should be focused by the surgical team to take the right decision:

  • Site and exact extension of the tumour, into and outside of the airway;
  • Amount of normal trachea that will remain after the planned resection;
  • Age and the body complexion, where an old, kyphotic patient with a short, stiff neck, in whom a resection of no more than 4 cm will be accepted, is a completely different candidate from a young, thin, tall patient, who may undergo up to 6 cm resection (21,22);
  • History of previous cervico-thoracic surgery, infection or irradiation.

Upper tracheal tumour

Tumours in the upper portion of trachea will be dealt by a low collar cervical incision (Figure 4) with a draped field also for a possible extension along the sternum and right hemithorax.

Figure 4 Tracheal view from a cervicotomy approach.

Middle tracheal tumour

Tumours in the middle portion of trachea will be approached by a combined cervical incision, followed by an upper sternal split (Figure 5), with a possible further extension in a full sternotomy (Figure 6) or right thoracotomy. This approach will also allow to perform the right, or bilateral, hilar intrapericardial release, while the laryngeal release is rarely needed.

Figure 5 Tracheal view from cervicotomy and sternal split approach.
Figure 6 Sternotomy view.

Lower tracheal tumour

Tumours in the lower portion of trachea will be approached through the chest, by a postero-lateral right thoracotomy in 4th intercostal space.

Anterior approach

Low collar incision, with or without partial sternal section, is performed in the standard fashion with patient usually placed in supine position with a folded pillow or an inflatable bag under the shoulders to allow a controlled neck extension and flexion, that will be needed in the different steps of surgical procedure.

Skin incision, preparation and lifting of muscle-cutaneous flap, initial careful tracheal exposure, protection of recurrent laryngeal nerves, cross-field ventilation and placement of lateral, traction sutures are performed following the standard criteria used in management of tracheal stenosis (23).

Tracheal dissection is carefully performed with the same attention, but, in neoplastic disease, starting far from the tumour borders, in order to avoid tumour dissemination, to identify the correct surgical planes and to evaluate possible involvement of surrounding organs, as larynx, prethyroid muscles, esophagus or thyroid.

Another important issue is the avoidance of an excessive extension of loco-regional nodal dissection, due to the high risk of disruption of vascular supply of the tracheal wall.

Once the resection is planned, frozen section examination of proximal and distal margins is fundamental, but often, especially in ACC, where the submucosal, longitudinal extension of neoplasm can be found well distant from visible disease, a compromise may be necessary and a microscopical tumour involvement of section margins may be accepted to avoid an excessive tension of the anastomosis.

Also during reconstruction, we perform anastomosis following the Grillo criteria for the anterior wall, using interrupted polyglycolic (Vicryl) 3-0 suture, but with a different technique for membranous wall, where we prefer a running suture with long lasting absorbable 4-0 polydioxanone (PDS) (24).

At the end of the procedure, a thick suture between the chin and the chest (the so-called guardian suture) is passed, to block accidental postoperative neck hyperextension, and left in place for about seven days.

Transthoracic approach

After the right postero-lateral thoracotomy in fourth intercostal space, a complete dissection of middle and lower trachea, esophagus, carina and right pulmonary hilum will be feasible (25).

Intraoperative ventilation, after tracheal section and resection, is conducted by a cross-field armored tube or, as option, with high-frequency jet ventilation, while reconstruction will follow the same steps of anterior approach.

This approach allows to proceed with section of inferior pulmonary ligament and right intrapericardial hilar release, that would increase the mobility of the lower trachea-bronchial structures, reducing the tension on the suture.

As our predilection in every intrathoracic bronchoplastic or anastomotic procedure, like bronchial or tracheo-bronchial sleeve resection or in lung transplantation, a viable tissue flap, in most of the cases a thymic-pericardial fat pad, will be prepared, passed behind the superior vena cava and fixed around the anastomosis, to provide healing factors and to separate the suture from the surroundings vessels.




Conflicts of Interest: The authors have no conflicts of interest to declare.


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Cite this article as: Rea F, Zuin A. Tracheal resection and reconstruction for malignant disease. J Thorac Dis 2016;8(Suppl 2):S148-S152. doi: 10.3978/j.issn.2072-1439.2016.02.04

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