Use of artificial humidification during non-invasive mechanical ventilation in patients with acute respiratory failure: a narrative review
Review Article

Use of artificial humidification during non-invasive mechanical ventilation in patients with acute respiratory failure: a narrative review

Jorge Ricoy1, Nuria Rodríguez-Núñez1, Roi Soto-Feijóo1, María E. Toubes1, Lucía Ferreiro1,2, Luis Valdés1,2,3

1Department of Pneumology, Santiago de Compostela University Hospital Complex, Santiago de Compostela, Spain; 2Santiago de Compostela Health Research Institute (IDIS), Santiago de Compostela, Spain; 3Department of Medicine, University of Medicine of Santiago de Compostela, Santiago de Compostela, Spain

Contributions: (I) Conception and design: J Ricoy, L Valdés; (II) Administrative support: J Ricoy, L Valdés; (III) Provision of study materials or patients: J Ricoy; (IV) Collection and assembly of data: J Ricoy, N Rodríguez-Núñez; (V) Data analysis and interpretation: All authors; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Roi Soto-Feijóo, MD. Department of Pneumology, Santiago de Compostela University Hospital Complex, Santiago de Compostela, Travesía da Choupana s/n, 15706 Santiago de Compostela, Spain. Email: roi.soto.feijoo@sergas.es.

Background and Objective: The use of humidification devices has been recommended during non-invasive mechanical ventilation (NIMV). However, existing recommendations on this topic remain limited and inconsistent. The objective of this narrative review is to summarize the current state of knowledge regarding the need for and timing of humidification during NIMV.

Methods: A bibliographic review of the literature published over the last 30 years (time frame chosen arbitrarily) was conducted using the PubMed database to identify relevant studies addressing the role of humidification in NIMV, with a particular focus on clinical guidelines and expert consensus statements.

Key Content and Findings: NIMV may induce undesirable physiological and histological effects, leading to patient discomfort and reduced tolerance, which can ultimately contribute to NIMV failure. For these reasons, most guidelines and experts recommend the use of humidification during NIMV. However, there is no consensus regarding the optimal timing for initiating humidification in the acute setting. The decision to apply humidification may depend on several factors, including the expected duration of NIMV, the underlying clinical diagnosis, and patient-reported symptoms. Overall, based primarily on physiological evidence, the literature suggests that heated humidifiers (HHs) may be superior to heat and moisture exchangers (HMEs). Nevertheless, this potential advantage of HH over HME is not consistently supported when clinical outcomes are considered.

Conclusions: Current guidelines and expert recommendations generally advocate the use of additional humidification during NIMV, given the low humidity of inspired air in its absence and the possible adverse effects on upper airway function, patient comfort, and tolerance. However, further studies are needed to clarify the necessity of humidification during the acute phase of NIMV. While physiological data favor HH over HME, this superiority is less evident when clinical endpoints are evaluated. More real-world studies are warranted to determine the actual comparative benefits of each humidification method.

Keywords: Humidification; non-invasive mechanical ventilation (NIMV); acute respiratory failure (ARF); exacerbation of chronic respiratory failure


Submitted Jan 23, 2025. Accepted for publication Jul 18, 2025. Published online Nov 19, 2025.

doi: 10.21037/jtd-2025-162


Introduction

The main function of the respiratory system is to maintain optimal blood levels of O2 and CO2. For such purpose, it is necessary that “fresh” air is actively transported from outside the body to the alveoli in a process known as ventilation. During spontaneous breathing, the inspired gases undergo a conditioning process. In this process, the inspired gases are heated and humidified in the upper airways and part of the lower airways before they reach their destination. When ventilation is limited for whatever circumstance, it can be artificially replaced with or supported through mechanical ventilation (MV). The usefulness and effectiveness of MV has been amply demonstrated, and MV has become the therapy of choice for many patients with acute, chronic, or acute-on-chronic hypercapnic respiratory failure of different etiologies. MV can be administered through either invasive mechanical ventilation (IMV) or non-invasive mechanical ventilation (NIMV). IMV is delivered via an orotracheal intubation (OTI) or a tracheostomy, thereby inhibiting contact of the upper airway from the inspired air and preventing physiological conditioning. In this setting, it is essential that physiological gas conditioning is replaced with artificial conditioning (1). Artificial conditioning is delivered through humidifiers, which may be active (after heated humidifier, HH) or passive humidifiers (after heat and moisture exchanger, HME). Although NIMV is administered through interfaces not invading—and not excluding—the upper airways (nasal/oro-nasal masks, primarily), the high air flow rates delivered and their intrinsic leaks contribute to the loss of heat and moisture and inadequate gas conditioning.

The effects of poor gas conditioning result in patient discomfort, poor adherence to ventilation and, ultimately, mechanical ventilation failure. Despite these facts, experts and scientific societies provide inconsistent recommendations regarding the use of mechanical ventilation. To support the aforesaid, we performed review of the literature currently available. In a leading article published in 2009, Ricard & Boyer claimed that clear recommendations have not been provided on the level of additional humidification to be delivered during NIMV or the most effective method or device to be used. Indeed, the authors questioned whether humidification was really necessary (2). The use of additional humidification was questioned based on data from two surveys on the use of humidification during NIMV in intensive care unit (ICU). One of the surveys revealed that humidification was not delivered in 20% of ICUs. The other survey unveiled that no specific protocols were available in 40% of ICUs and humidifiers were not used (3,4). The American Association for Respiratory Care was the first to publish guidelines for humidification during NIMV [2012]. According to these guidelines, as an ‘optional’ recommendation, humidifiers can be used during NIMV to improve adherence and patient comfort. In case of use, HH was recommended over HME (1). In contrast, Esquinas Rodriguez et al. published a narrative clinical review that considered the use of humidification during NIMV ‘essential’. The authors acknowledged the gap of knowledge on the most appropriate timing of starting humidification. However, they suggest considering its use even when short-term ventilation is expected, although a definition for short-term ventilation is not provided (5).

Three years later, Cerpa et al. conducted another narrative literature review and concluded that “there is not sufficient evidence supporting the routine use of humidification during NIMV”. According to the authors, the delivery of humidification relies on multiple factors, such as patient comfort, the expected length of use, or the technical settings used, to name a few. The authors recommend HH when NIMV is expected to be administered for more than 24 hours, using turbine ventilators, single-limb and leak ventilators (6).

One of the most cited guidelines on the use of NIMV in a hospital setting only mentions humidification superficially (in a Suppl.). In this Suppl., the authors acknowledge the lack of evidence regarding the effects of humidification on intubation and mortality rates or the length of hospital stay during NIMV (7). However, the following is stated “we support the routine use of humidification with heated humidifiers during NIMV, with the possible exception of patients who may only need it for a few hours or less, such as patients with cardiogenic pulmonary edema” (7).

The opposite recommendation was provided by the Indian Society of Critical Care Medicine in 2020. A weak 3B recommendation is provided that “routine use of humidification” is not necessary in patients with acute respiratory failure (ARF) receiving NIMV. However, “in patients complaining of airway dryness or dense secretions, humidification can be considered”, using either an HH or an HME (8).

Finally, the Spanish Society of Pulmonology and Thoracic Surgery, jointly with other related Spanish scientific societies, provided some recommendations in 2021 for the management of patients with ARF requiring NIMV, including the pediatric population (9). This consensus statement was based on an initial evaluation of the evidence available and subsequent validation and voting to determine the level of agreement. In accordance with these experts, active humidification devices “should be used” during NIMV “without adding resistance or dead space to the system”. This method is considered beneficial and effective, although only 53% of authors voted for this option (9). Hence, recommendations are not sufficiently consistent, especially in relation to the use or not of humidification during NIMV. There is more consensus on the type of humidifier to be used, with a clear tendency to recommend HH over HME.

This review is aimed at answering two key questions: Is humidification essential in a context of acute or exacerbation of chronic respiratory failure treated with NIMV? If so, what type of humidifier should be used and when? We present this article in accordance with the Narrative Review reporting checklist (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-162/rc).


Methods

To do this, we carried out a bibliographic search using the PubMed database to identify relevant studies on the role of humidification in NIMV. The search strategy is shown in Table 1.

Table 1

Search strategy

Items Specification
Date of search 1 June 2024 to 1 September 2024
Database searched PubMed
Search terms used Humidification, non-invasive ventilation, acute respiratory failure, exacerbation of chronic respiratory failure
Timeframe From 1996 to 2024
Inclusion criteria Study type: original article, review, clinical trials, abstract. Language restrictions: English and Spanish only
Selection process One of the investigator (J.R.) selected the studies, and all authors reviewed and approved the final list of studies included in the review

Relevance of humidification

“Humidity” is defined as the concentration of water vapor present in a volume of gas (10). Humidity can be expressed either as absolute humidity (AH) or as the mass of water in a given volume of gas, usually expressed in mg·H2O/L; or as relative humidity (RH), that is, the amount of water vapour present in a volume of gas as a percentage of the amount of water vapor that is required to fully saturate the same volume of gas at the same temperature and pressure (10).

The inspired air during calm breathing filtrates to progressively be moisturized and heated until reaching an RH of 100% (AH of 44 mg·H2O/L) and a temperature of 37 °C. These conditions protect alveolar tissue for an adequate gas exchange (11). These values are reached approximately 5 cm below the main carina, between the 3rd and 5th bronchial generation, at the so-called limit of isothermal saturation. As much as 75% of the total heat and humidity is delivered as the inspired gas passes through the upper airways (6,12). This explains the lack of gas conditioning in OTI or tracheostomized patients. Poor gas conditioning during IMV may induce undesired effects, including tracheal inflammation, epithelial metaplasia and necrosis, mucosal ulceration, alterations in mucociliary motility, changes in the quality of secretions and alterations in gas exchange. In this setting, adding artificial humidification becomes essential (6,10,13).

Poor gas conditioning is not expected to occur during NIMV, where the upper airways remain intact. However, the positive pressure applied through masks may also negatively affect inspired gas humidification (14,15). There is cumulative evidence that NIMV reduces AH to levels ranging from 4.8 to 12.3 mg·H2O/L (13,14,16), which are below the 15 mg·H2O/L established as the lowest value necessary to prevent patient discomfort (15).

Several values have been suggested to cause this situation, including intentional leaks (15), but most frequently unintentional leaks and mouth breathing. Mouth breathing, which primarily occurs during the use of nasal masks, reduces humidity in the upper airway mucosa (14), both during expiration and inspiration. During expiration, mouth breathing has been suggested to reduce the flow passing through the nose, thereby preventing the nasal mucosa from effectively recovering the heat and humidity of the exhaled gas, as it also occurs with HME. As a result, heat and humidity are not recovered during inspiration (5). Inspired air leaks occurring during mouth breathing would increase the air flow delivered by the ventilator in an attempt to compensate for the air leak. The delivery of cool dry air would contribute to poor gas conditioning (16). The AH of inspired air drops with excessive leaks and the patient has a stronger sensation of mouth dryness (5,16).

When the inspiratory positive airway pressure (IPAP) increases, RH decreases. In addition, when IPAP is increased the temperature of inspired air rises, resulting in a lower AH (13). The flow of dry air through the nose itself may affect ventilation, as it increases nasal resistance (17,18) and obstruction. These events can be corrected or palliated by the addition of humidifiers, ultimately improving tolerance (16,19-21).

Due to the aforementioned factors, NIMV may induce undesired effects, including histological changes in the nasal epithelium (22), abnormal ciliary function, mucus secretion or local blood fluX (23), and increased nasal resistance (6,17). These undesired effects cause discomfort and poor tolerance, thereby contributing to NIMV failure (10). Additionally, they can also hamper OTI, if necessary, which is attributed to the dryness of the upper airway mucosa (4). For these reasons, these same authors recommend using a humidifier during NIMV.


Humidification during NIMV in ARF

To the best of our knowledge, limited studies are available comparing the delivery of positive pressure to the upper airways with and without humidification. Lellouche et al. reported a significant difference in the comfort of patients when HH was added, as measured on a 0–10 visual analogue scale (VAS). It is worth noting that, in the study, continuous positive airway pressure (CPAP) was delivered to six healthy subjects for a short time (10 minutes) (15). A communication was presented at the 2013 European Respiratory Society Annual Congress. It was a cross-over study comparing patients with hypercapnic respiratory failure due to exacerbation of chronic obstructive pulmonary disease (COPD) or patients with hypoventilation obesity syndrome receiving NIMV and alternatively adding and removing humidification. The study revealed no significant differences in patient-reported comfort, as measured on a VAS, eight hours after the initiation of treatment. Interestingly, the group who used HH claimed a higher discomfort due to the temperature of face skin within the masK (24).

Therefore, there is no conclusive evidence about the need for humidification during NIMV. Nevertheless, recommending the delivery of humidification during NIMV seems reasonable, considering the evidence available on the low humidity of inspired air and its potential deleterious effects on the airways and the associated impact on patient comfort and tolerance. This recommendation is logical, especially as these negative effects are known to be corrected with the use of a humidifier. Expert statements and experiences highlight the need to improve patient comfort and tolerance and prevent undesired effects (12,25).

However, some factors should be considered before establishing the need to deliver humidification in this setting. The four studies suggesting that humidification should be added to improve tolerance to NIMV were performed in patients with a diagnosis of obstructive sleep apnea receiving long-term CPAP through a nasal mask with nasal complaints (14,19-21). The setting is considerably different when NIMV is delivered to patients with ARF using oro-nasal masks and dual pressure ventilation methods, or receiving NIMV for other causes. Moreover, CPAP was delivered in one of the studies directly comparing the use of a humidifier during NIMV versus no-humidification, and the setting was very different from ours (15). The other study was never published (24).

The data available are based on physiological factors and do not provide supporting clinical data (mortality, length of hospital stay, ventilation failure rate...), which are essential to decision-making (7). In addition, patients used nasal masks in these studies, which are not the type of mask routinely used in patients with ARF. Martins De Araújo et al. demonstrate that the use of an oro-nasal mask prevents inhaled air dryness in a similar way to an HH (14). Thus, Richards et al. observed that the use of settings replicating closed-mouth breathing, despite differences in air temperature and humidity, prevented changes in airway resistance (17).

A poorly studied factor, probably having a lower incidence, is the influence of environmental conditions on the AH of inspired air and their effect on NIMV outcomes. A direct weak correlation was observed between ambient air RH and the humidity delivered by the ventilator (13). However, the studies were carried out in different conditions, with AH without humidification ranging from 9 to 14.7 mg·H2O/L, thereby approaching the limit level of 15 mg·H2O/L (12,15,16). Ambient air temperature and RH influence these parameters and differ across regions. Nevertheless, their influence is still unclear. In controlled environments, such as an intermediate respiratory care unit, variability may decrease. Other factors such as the type of ventilator, leaks and oxygen flow rate should also be considered (15).

Finally, there is no consensus on when humidification should be started during acute NIMV (5). The timing of humidification may depend on the expected length of use (5-7), as suggested by the successful early weaning protocols reducing the time of use of NIMV in patients with exacerbation of chronic pulmonary obstructive disease (26-28); clinical diagnosis, as in acute lung edema (7); or patient-reported complaints (6-8). The use of innovative humidification assessment scales could also help determine when humidification should be started (29).

Humidification may also have anecdotical but undesired effects that may affect the integrity of the skin exposed to the humidified air (30). Increased skin temperature in the area covered by the mask may cause discomfort (24).


Types of humidifiers. When should they be used?

There are two types of humidification mechanisms for use during ventilation (IMV and NIMV), which add water molecules and temperature to the air flow generated by the ventilator. Active humidifiers, also known as HHs use external heat and flow sources that can be fitted in the ventilator or used as a separated device. There are different types of HH, including bubble, counter-flow, inline and Passover vaporizers. The latter, the most widely used, heat and humidify air by passing it through a reservoir containing water previously heated at a specific temperature (6,31) (Figure 1A). They are placed in the inspiratory tube of the circuit and do not increase dead space. Although they have been associated with a higher risk of contamination and respiratory tract infections, evidence is not consistent (32). The optimal setting is using tubes with heated wires to prevent water condensation inside. Passive humidifiers are also known as HMEs. These devices recover the temperature and humidity of exhaled air to heat and humidify the air inspired from the ventilator (Figure 1B). There are different types of HME, depending on the mechanism used to recover expired air heat (hydrophobic, hygroscopic or mixed). They occasionally are fitted with a particle filter. HME vary in size and volume, which may influence outcomes.

Figure 1 Examples of humidification systems used during non-invasive mechanical ventilation. (A) Heated humidifier. (B) Heat and moisture exchanger.

For decades, the humidification mechanism of choice for IMV has been HH. The use of HME is relatively recent and has become popular for its simplicity of use, low cost, independence from a power supply and combination with a filter function (33). In intubated patients, HME has been associated with increased resistance, work of breathing and hypercapnia, mainly due to the increased dead space (33). However, significant differences have not been demonstrated between the two options in terms of airway obstruction, length of hospital stay, length of ventilation, mortality or incidence of ventilator-associated pneumonia in adult patients (34,35).

As previously noted, the use of HH is also preferred over HME in NIMV, partly due to the extensive literature available on its use in intubated patients. Only a few studies have been conducted comparing the use of the two humidification methods in patients receiving NIMV (Table 2). Most of the publications available are crossover studies using ICU double-limb ventilators and an oro-nasal mask. The studies available include a small sample of patients and compare HH with HME of different volumes. Patients had different etiologies, and considering that they were in a controlled environment, the intensity of leaks was most probably lower than in other settings. These studies were aimed at assessing physiological variables. Based on their findings, they suggest HH to be superior to HME. The main differentiating mechanism is dead space caused by HME due to its placement between the Y piece of the double-limb tube and the mask. As compared to HH, the increased dead space in HME may increase respiratory minute volume (36-40), which is related to increased respiratory rate (8,39). These data, however, are not supported by all studies (38). On the one hand, the use of HME would increase the work of inspiration (36) and work of breathing (37). Anyway, these effects can be reduced with the use of EPAP (37) or a lower-volume HME (for example, 84 vs. 36 mL) (38). Finally, increased dead space may explain the differences observed in the capacity to reduce pCO2, especially in patients with severe hypercapnia (36,39). This finding is also controversial, as this difference was not observed in other studies using low-volume HME (37,38). These studies show that in patients with severe acidosis (pH =7.28±0.06), blood gas exchange may improve in a similar way as that achieved with HH (40). This finding might be due to potential unintentional leaks at the end of expiration, which generate a “washout effect” on the CO2 within the mask (40). No significant differences have been reported between HH and HME regarding other blood gas exchange values, such as oxygen saturation (36-39). This hypothetical superiority of HH over HME is not supported when clinical endpoints are considered. In the largest, multicentric, international comparative study conducted to date, Lellouche et al. did not find any significant differences in terms of tolerance, length of mechanical ventilation, ICU length of stay, rate of intubation, and mortality (40). No differences were observed either in the associated sensation of dyspnea (38).

Table 2

Comparative studies of HH and HME in IMV

Author, journal, year Type of study Population Type of patient Pressures Mask Leak Comparison Primary objectives Objectives
Comfort TVNI LoS HospMort Pa/FiO2 pH pCO2 P0,1 WoB RR AV TV Ve OTI
Jaber et al. Inten Care Med 2002 (36) Randomized, crossover (20 min) n=24 (n=10 with pCO2 >45 mmHg) ARF with/without elevated pCO2 PS: 15±4 cmH2O; PEEP: 6 ±2 cmH2O Facial (oronasal) Dual-circuit HH vs. HME (84 mL) TV, Ve, RR, pH, Pa/FI, pCO2, P0,1 NS NS (p0,1)
NS
Lellouche et al. Inten Care Med 2002 (37) Randomized, crossover (20 min) n=9 (n=7 with exacerbation of COPD) ARF elevated pCO2 (60±15 mmHg) PS 15±4 cmH2O; PEEP: 0 cmH2O vs. PEEP: 5 cmH2O Facial (oronasal) Dual-circuit HH vs. HME (95 mL) vs. sHME (45 mL) Work of breathing, gases, RR, AV, Ve NS NS NS
Boyer et al. Inten Care Med 2010 (38) Randomized, crossover (30 min) n=50 (n=10 without intubation and n=40 with intubation) Exacerbation of acute COPD and restrictive disease and weaning PS: 15.8; PEEP: 3.7 Facial (oronasal) HH vs. HME (38 mL) (with/without 52 mL) RR, Ve, EtCO2, SatO2, P0,1, GSA, tolerance Dyspnea/comfort ns NS NS (p0,1) NS NS NS NS
Lellouche et al. Respir Care 2012 (39) Randomized, crossover (30 min) n=81 (n=35 with pH <7.38) ARF with/without pCO2 > 42 mmHg with/without pH <7.38 PS: 14±3 cmH2O;
PEEP 5±2 cmH2O
Oronasal Dual-circuit HH vs. HME (95 mL) RR, Ve GSA NS NS
Lellouche et al. Inten Care Med 2014 (40) Randomized prospective n=247 (HME =128 vs. HH =119) Mixed (40% COPD 14% APE 46% other) PS: 12–14; PEEP: 5 Oronasal Dual-circuit HH vs. HME (95 mL) OTI rate, RR, DNV, LoS and ICU, HosMort, GSA and tolerance NS NS NS NS NS NE

Data are presented as mean ± standard deviation. ARF, acute respiratory failure; AV, alveolar volume; COPD, chronic obstructive pulmonary disease; ABG, arterial blood gases; HH, heated humidifier; HME, heat and moisture exchanger; HospMort, hospital mortality; IMV, invasive mechanical ventilation; LoS, length of hospital stay; NS, not significant; OTI, orotracheal intubation; Pa/FiO2, the ratio between the partial pressure of oxygen (PaO2) and the fraction of inspired oxygen (FiO2); APE, acute pulmonary edema; PEEP, positive end-expiratory pressure; PS, pressure support; RR, respiratory rate; sHME, small heat and moisture exchangers; TV, tidal volume; TVMNI, time on NIMV; DNIV, duration of non-invasive ventilation; Ve, minute ventilation; TV, tidal volume.


Conclusions

In summary, guidelines and expert statements generally recommend additional humidification to be delivered during NIMV. This recommendation is based on the low humidity of inspired air in the absence of a humidifier and its potential effects on the upper airways, patient comfort and tolerance. It is worth noting that some of these studies involved patients with obstructive sleep apnea and did not assess clinical endpoints that support this recommendation. Further studies are necessary to determine the need for humidification during NIMV at the acute stage of disease. Different variables should be considered in these studies, including NIMV mode (type of ventilator, type of mask...) or the specific environmental conditions of each site. The primary objective of these studies should be assessing clinical parameters that help choose the optimal timing to initiate humidification based on variables such as the expected length of use and patient characteristics and perceptions. Undesired effects and cost should also be considered. The evidence available suggests that HH is superior to HME in physiological terms, although results are inconsistent. When clinical endpoints are taken into account, the superiority of HH over HME is not that clear. Other real-life studies are needed to compare the three settings, i.e., with HH, with HME and without humidification using cutting-edge single-tube ventilators. In other settings, the clinical status of the patient, the level of pCO2 at initiation of ventilation, the volume of the HME used, or the estimated length of use of NIMV should also be considered.


Acknowledgments

None.


Footnote

Reporting Checklist: The authors have completed the Narrative Review reporting checklist. Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-162/rc

Peer Review File: Available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-162/prf

Funding: None.

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://jtd.amegroups.com/article/view/10.21037/jtd-2025-162/coif). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Ricoy J, Rodríguez-Núñez N, Soto-Feijóo R, Toubes ME, Ferreiro L, Valdés L. Use of artificial humidification during non-invasive mechanical ventilation in patients with acute respiratory failure: a narrative review. J Thorac Dis 2025;17(11):10478-10487. doi: 10.21037/jtd-2025-162

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